DFX Intelligence

T•••••• D• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)31 years in industry

T•••••• D• H••••

Advisor at F•• W••••• M••••••••• L••

West Des Moines, IA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 30, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•• W••••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 23, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•• W••••• M••••••••• L••	Bd affiliated wealth	Oct 27, 2020	n/a	yes	West Des Moines, IA	Current employment
E•••• S••••••••• L••	Bd affiliated wealth	Dec 23, 2019	Aug 10, 2020	no	AMARILLO, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••• S••••••••• L••	F•• W••••• M••••••••• L••	Aug 10, 2020	Oct 27, 2020	78	Firm change	Other
W•• W••••• A•••••••	E•••• S••••••••• L••	Sep 21, 2018	Dec 23, 2019

Relationships

Registered with (3)

→ F•• W••••• M••••••••• L••Registered adviserregistration: current employment
Oct 27, 2020 to presentfactForm ADV
→ E•••• S••••••••• L••Registered adviserregistration: previous registration
Dec 23, 2019 to Aug 10, 2020factForm ADV
→ W•• W••••• A•••••••Registered adviserregistration: previous registration
May 11, 2018 to Sep 21, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 30, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.