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W•• W••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserNot on rosterRAUM 100m 1b

W•• W••••• A•••••••

FWPAM, L.L.C., CRD 146832

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Data as of Apr 8, 2019 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 1
On other graphs: 0
Observed: Nov 14, 2011 to Apr 8, 2019
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $253M••• Locked
Discretionary RAUM: $253M
Private client RAUM: $247Mderived••• Locked
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K••••••••• L••••• L•••	CHIEF COMPLIANCE OFFICER, MANAGING MEMBER	D	yes	01/2009	Nov 14, 2011	Apr 8, 2019
W•••••• J••• P•••••• E•••••	MANAGING MEMBER	D	yes	01/2009	Nov 14, 2011	Apr 8, 2019

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$253M	$236M	7.0%	$166M	15.0%	3	10	0	6

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
S•••••••• F•••••••• C•••••••• L••	3	Mar 21, 2019	Feb 6, 2019	FORT WORTH, TX	Team lift out	RIA to RIA	37.5%
W•••••• W••••• M••••••••• L••	3	Mar 21, 2019

Relationships

Controls (2)

← K••••••••• L••••• L•••OwnerCHIEF COMPLIANCE OFFICER, MANAGING MEMBER, ownership code D, individual
Nov 14, 2011 to presentfactForm ADV
← W•••••• J••• P•••••• E•••••OwnerMANAGING MEMBER, ownership code D, individual
Nov 14, 2011 to presentfactForm ADV

Registered with (13)

← P••••• E••••• W•••••• J••Advisorregistration: previous registration
Mar 31, 2009 to Jul 26, 2019factForm ADV
← A••••• L•••• H••••

Dated events

1 bookkeeping event (roster, classification and holdings changes) folded below

Show 1 bookkeeping event

Occurred
Apr 8, 2019
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 14, 2011
Last observed: Apr 8, 2019 90 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.