DFX Intelligence
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CRD 146607
BERWYN, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| Z•• H••••••• 2• L• | Private Equity Fund | $7.5M | Mar 30, 2015 | 30 | Mar 30, 2015 | dropped | n/a |
| Z•• M••••••••• D••••••••• H•••••••• L• | Real Estate Fund | $1.8M |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| A••••••• E•••••• N••••• | MANAGING MEMBER, CHIEF INVESTMENT OFFICER | D | yes | 01/2008 | Mar 28, 2012 | Mar 15, 2023 |
| J••••••••• K•••••••• J•••••• | CHIEF COMPLIANCE OFFICER | Na | yes | 06/2018 | Jun 15, 2018 | Mar 15, 2023 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| Z•• C••••••••• M••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| Z••• C•••••• P•••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2022 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2022 | $5.6B | $6.2B | -9.8% | $5.3B | 1.3% | 27 | 27 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| S•••••• F•••••••• G••••• L••••• | 8 | Feb 28, 2023 | Mar 7, 2023 | BERWYN, PA | Firm absorbed | RIA to RIA | 100.0% |
| 30 |
| Mar 31, 2016 |
| dropped |
| 021-235742 |
| Z•• V•••••••• H•••••••• L• | Other Private Fund | $1.3M | Aug 22, 2017 | 16 | Mar 31, 2016 | dropped | 021-252638 |
| Z•• M••••••• E••••••••• G•••• H•••••••• L• | Other Private Fund | $751,003 | Aug 22, 2017 | 21 | Mar 31, 2016 | dropped | 021-245228 |
| President |
| C |
| yes |
| 01/2014 |
| Mar 30, 2015 |
| Mar 15, 2023 |
| Mar 15, 2023 |
| $5.6B |
| $3.9B |
| 27 |
| 21 |
| 0 |
| 14 |
| $1.1B |
| 2021 | Mar 31, 2022 | $6.2B | $4.7B | 27 | 22 | 0 | 13 | $1.2B |
| 2020 | Mar 26, 2021 | $5.4B | $3.8B | 26 | 21 | 0 | 12 | $989M |
| 2019 | Mar 30, 2020 | $5.3B | $3.6B | 23 | 18 | 0 | 11 | $855M |
| 2018 | Mar 29, 2019 | $5.0B | $3.2B | 21 | 16 | 0 | 8 | $559M |
| 2017 | Mar 30, 2018 | $5.5B | $3.8B | 19 | 12 | 0 | 8 | $483M |
| 2016 | Mar 30, 2017 | $5.4B | $4.0B | 21 | 12 | n/a | 8 | $152M |
| 2015 | Mar 31, 2016 | $2.2B | $1.1B | 18 | 12 | n/a | 7 | $87.7M |
| 2014 | Mar 30, 2015 | $2.2B | $1.1B | 18 | 10 | n/a | 4 | $54.1M |
| 2013 | Mar 26, 2014 | $2.1B | $1.1B | 11 | 10 | n/a | 1 | $18.9M |
| 2012 | Mar 27, 2013 | $1.5B | $807M | 10 | 9 | n/a | 1 | $16.0M |
| 2011 | Mar 28, 2012 | $1.5B | $880M | n/a | n/a | n/a | 1 | $9.4M |