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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

JOHN JOSEPH GRIFFIN

Advisor at MORGAN STANLEY

West Conshohocken, PA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 25, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 17, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jun 17, 1992
First registration: Jul 25, 2002
Dual registered: yes, broker-dealer
Other names: JOHN JOSEPH GRIFFIN|JOHN JOSEPH GRIFFIN
IAPD individual key: 1543958

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Apr 4, 2016	n/a	yes	West Conshohocken, PA	Current employment
CREDIT SUISSE SECURITIES (USA) LLC	Former SEC adviser	Apr 25, 2013	May 2, 2016	no	WEST CONSHOHOCKEN, PA	Previous registration
ZEKE CAPITAL ADVISORS, LLC	Former SEC adviser	Oct 2, 2008	Feb 3, 2011	no	BERWYN, PA	Previous registration
CHARTWELL INVESTMENT PARTNERS	Former SEC adviser	Jan 31, 2006	Sep 16, 2008	no	BERWYN, PA	Previous registration
CREDIT SUISSE SECURITIES (USA) LLC	Former SEC adviser	Jan 17, 2003	May 3, 2004	no	NEW YORK, NY	Previous registration
PERSHING LLC	n/a	Jul 25, 2002	Jan 17, 2003	no	BALA CYNWD, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CREDIT SUISSE SECURITIES (USA) LLC	MORGAN STANLEY	May 2, 2016	Apr 4, 2016	-28	Bulk transfer	Other
ZEKE CAPITAL ADVISORS, LLC	CREDIT SUISSE SECURITIES (USA) LLC	Feb 3, 2011	Apr 25, 2013	812	Firm change after gap	Other
CHARTWELL INVESTMENT PARTNERS	ZEKE CAPITAL ADVISORS, LLC	Sep 16, 2008	Oct 2, 2008	16	Firm change	Other
CREDIT SUISSE SECURITIES (USA) LLC	CHARTWELL INVESTMENT PARTNERS	May 3, 2004	Jan 31, 2006	638	Firm change after gap	Other
PERSHING LLC	CREDIT SUISSE SECURITIES (USA) LLC	Jan 17, 2003	Jan 17, 2003	0	Bulk transfer	Other

Relationships

Registered with (5)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Apr 4, 2016 to presentfactForm ADV
→ CREDIT SUISSE SECURITIES (USA) LLCRegistered adviserregistration: previous registration
Apr 25, 2013 to May 2, 2016factForm ADV
→ ZEKE CAPITAL ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 2, 2008 to Feb 3, 2011factForm ADV
→ CHARTWELL INVESTMENT PARTNERSRegistered adviserregistration: previous registration
Jan 31, 2006 to Sep 16, 2008factForm ADV
→ PERSHING LLCRegistered adviserregistration: previous registration
Jul 25, 2002 to Jan 17, 2003factForm ADV

Dated events

No dated event names this entity yet.