C•••••• A• C•••

Advisor at L•• F•••••••• L••

MT. PLEASANT, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:821bd2e4-15d6-9531-ca88-07d0589d323c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 6, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 21, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 19, 2025	n/a	yes	MT. PLEASANT, SC	Current employment
M••••••• F•••••••• G••••• I•••	Former SEC adviser	Aug 4, 2008	Jul 16, 2025	no	MOUNT PLEASANT, SC\|MT. PLEASANT, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••• F•••••••• G••••• I•••	L•• F•••••••• L••	Jul 16, 2025	May 19, 2025	-58	Firm change after gap	RIA to ibd
F•• S••••••••• C•••••••••	M••••••• F•••••••• G••••• I•••	Jul 30, 2008	Aug 4, 2008

Team moves

••• Locked

Team	Left	Joined	From	Kind
122320:6413:SC:2025-07-16	Jul 16, 2025	May 19, 2025	MT PLEASANT, SC	Firm change after gap

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
May 19, 2025 to presentfactForm ADV
→ M••••••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Aug 4, 2008 to Jul 16, 2025factForm ADV
→ F•• S••••••••• C•••••••••Registered adviserregistration: previous registration
Jul 17, 2008 to Jul 30, 2008factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

Occurred
Jul 16, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:821bd2e4-15d6-9531-ca88-07d0589d323c
First observed: Oct 6, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.