DFX Intelligence

G•••• D•••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

G•••• D•••• B••••••

Advisor at M•• A•••••••• L••

LEXINGTON, KY | Newport, KY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:821fb396-983a-a02b-6638-fa7b2493d700

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Oct 22, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 22, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• A•••••••• L••	Independent wealth	Apr 29, 2026	n/a	yes	Newport, KY\|LEXINGTON, KY	Current employment
L•• F•••••••• L••	Bd affiliated wealth	May 1, 2023	May 12, 2026	no	SAN DIEGO, CA\|Newport, KY\|NEWPORT, KY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	M•• A•••••••• L••	May 12, 2026	Apr 29, 2026	-13	Firm change	Ibd to RIA
O•••• F•• I•••	L•• F•••••••• L••	May 1, 2023	May 1, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:130372:KY:2026-05-12	May 12, 2026	Apr 29, 2026	NEWPORT, KY	Firm change

Relationships

Registered with (4)

→ M•• A•••••••• L••Registered adviserregistration: current employment
Apr 29, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 1, 2023 to May 12, 2026factForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Mar 4, 2014 to May 1, 2023factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Dated events

Occurred
May 12, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 1, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:821fb396-983a-a02b-6638-fa7b2493d700
First observed: Oct 22, 2010
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.