RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••• D•••• B••••••
- M•• A•••••••• L•• independent RIA currentsince Apr 29, 2026 · Newport, Ky
- L•• F•••••••• L•• BD affiliatedMay 1, 2023 to May 12, 2026 · San Diego, Ca
- O•••• F•• I••• formerMar 4, 2014 to May 1, 2023 · Cincinnati, Oh
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedMay 21, 2013 to Feb 19, 2014 · Cincinnati, Oh
- O•••• F•• I••• formerOct 22, 2010 to May 23, 2013 · Cincinnati, Oh
- L•• F•••••••• L•• to M•• A•••••••• L••left May 12, 2026, registered Apr 29, 2026 (-13 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- O•••• F•• I••• to L•• F•••••••• L••left May 1, 2023, registered May 1, 2023 (0 days) · Affiliated broker-dealer or bank to another
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to O•••• F•• I•••left Feb 19, 2014, registered Mar 4, 2014 (13 days) · Other
- O•••• F•• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left May 23, 2013, registered May 21, 2013 (-2 days) · Other
- G•••• D•••• B•••••• left L•• F•••••••• L•• for M•• A•••••••• L•• (registered 2026-04-29)May 12, 2026 · Advisor changed firm · fact
- G•••• D•••• B•••••• left O•••• F•• I••• for L•• F•••••••• L•• (registered 2023-05-01)May 1, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address