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Advisor at CAPITAL CLIENT GROUP, INC.
Los Angeles, CA | Rye, NH | LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAPITAL CLIENT GROUP, INC. | No RAUM reported | Apr 25, 2013 | n/a | yes | Rye, NH|LOS ANGELES, CA|Los Angeles, CA | Current employment |
| ALLSPRING FUNDS MANAGEMENT, LLC | Asset manager | Jan 4, 2010 | Sep 24, 2012 | no | SAN FRANCISCO, CA | Previous registration |
| EVERGREEN INVESTMENT MANAGEMENT CO | n/a | May 18, 2009 | Jan 4, 2010 | no | BOSTON, MA | Previous registration |
| MFS INSTITUTIONAL ADVISORS INC. | Other adviser | Mar 6, 2003 | Apr 9, 2007 | no | BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ALLSPRING FUNDS MANAGEMENT, LLC | CAPITAL CLIENT GROUP, INC. | Sep 24, 2012 | Apr 25, 2013 | 213 | Firm change | Other |
| EVERGREEN INVESTMENT MANAGEMENT CO | ALLSPRING FUNDS MANAGEMENT, LLC | Jan 4, 2010 | Jan 4, 2010 | 0 | Firm change | Other |
| MFS INSTITUTIONAL ADVISORS INC. | EVERGREEN INVESTMENT MANAGEMENT CO | Apr 9, 2007 | May 18, 2009 | 770 | Firm change after gap | Other |