DFX Intelligence

D••••• D•••• P••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst28 years in industry

D••••• D•••• P••••

Advisor at S••••••••• W••••• L••

JUPITER, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8224bbba-169b-3ad8-7d88-1214d7a6246d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 1, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• W••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• W••••• L••	Independent wealth	Aug 17, 2023	n/a	yes	JUPITER, FL	Current employment
M••••• S••••••	Wirehouse	Jul 11, 2014	Aug 2, 2023	no	Palm Beach Gardens, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	S••••••••• W••••• L••	Aug 2, 2023	Aug 17, 2023	15	Firm change	Wirehouse to RIA
O••••••••• • C•• I•••	M••••• S••••••	Jun 17, 2009	Jul 11, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:286669:FL:2023-08-02	Aug 2, 2023	Aug 17, 2023	PALM BEACH GARDENS, FL	Firm change

Relationships

Registered with (5)

→ S••••••••• W••••• L••Registered adviserregistration: current employment
Aug 17, 2023 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jul 11, 2014 to Aug 2, 2023factForm ADV
→ O••••••••• • C•• I•••Registered adviserregistration: previous registration
Apr 1, 2009 to Jun 17, 2009factForm ADV
→ S••••••• G•••• C••••••Registered adviser

Dated events

Occurred
Aug 2, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8224bbba-169b-3ad8-7d88-1214d7a6246d
First observed: Oct 1, 1998
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.