DFX Intelligence

E••••• F••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant30 years in industry

E••••• F••• C••••••

Advisor at C•••• • S••• W•••••

KANSAS CITY, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:82343788-3e77-f90b-fe84-28b5cb6a2edf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 30, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• • S••• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 20, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• • S••• W•••••	Independent wealth	Jun 28, 2023	n/a	yes	KANSAS CITY, MO	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Mar 29, 2018	Jun 23, 2023	no	LEAWOOD, KS\|SCOTTSDALE, AZ\|LEAWOOD, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	C•••• • S••• W•••••	Jun 23, 2023	Jun 28, 2023	5	Firm change	Ibd to new firm
W••••••• F•••••••• S•••••••• I•••	O•••• W•••••• I•••	Mar 29, 2018	Mar 29, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
23131:323565:KS:2023-06-23	Jun 23, 2023	Jun 28, 2023	LEAWOOD, KS	Firm change

Relationships

Registered with (3)

→ C•••• • S••• W•••••Registered adviserregistration: current employment
Jun 28, 2023 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Mar 29, 2018 to Jun 23, 2023factForm ADV
→ W••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Mar 30, 2000 to Mar 29, 2018factForm ADV

Dated events

Occurred
Jun 23, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:82343788-3e77-f90b-fe84-28b5cb6a2edf
First observed: Mar 30, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.