RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••• F••• C••••••
- C•••• • S••• W••••• independent RIA currentsince Jun 28, 2023 · Kansas City, Mo
- O•••• W•••••• I••• BD affiliatedMar 29, 2018 to Jun 23, 2023 · Leawood, Ks
- W••••••• F•••••••• S•••••••• I••• formerMar 30, 2000 to Mar 29, 2018 · Leawood, Ks
- O•••• W•••••• I••• to C•••• • S••• W•••••left Jun 23, 2023, registered Jun 28, 2023 (5 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••left Mar 29, 2018, registered Mar 29, 2018 (0 days) · Affiliated broker-dealer or bank to another
- E••••• F••• C•••••• left O•••• W•••••• I••• for C•••• • S••• W••••• (registered 2023-06-28)Jun 23, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address