DFX Intelligence

M•••••• P••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

M•••••• P••••• R•••••

Advisor at K••••••••• W••••• M••••••••• L••

APPLETON, WI | SHAWANO, WI

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Search this name across graphsid dfx:ria:82398ddf-b356-4a17-acb2-a6f35f1e94af

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 9, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 5, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••••••• W••••• M••••••••• L••	Independent wealth	Nov 25, 2025	n/a	yes	SHAWANO, WI\|APPLETON, WI	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Feb 14, 2018	Jan 29, 2020	no	MENASHA, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	K••••••••• W••••• M••••••••• L••	Jan 29, 2020	Nov 25, 2025	2,127	Firm change after gap	Ibd to RIA
S•• I••••••••• I•••	L•• F•••••••• L••	Feb 14, 2018	Feb 14, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
37031:2225:WI:2016-08-16	Aug 16, 2016	Aug 1, 2016	MENASHA, WI	Firm change

Relationships

Registered with (4)

→ K••••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Nov 25, 2025 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 14, 2018 to Jan 29, 2020factForm ADV
→ S•• I••••••••• I•••Registered adviserregistration: previous registration
Aug 1, 2016 to Feb 14, 2018factForm ADV
→ P••••••••• B•••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:82398ddf-b356-4a17-acb2-a6f35f1e94af
First observed: Jun 9, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.