DFX Intelligence

P•••••• L•• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

P•••••• L•• B•••

Advisor at I••••••••• A••••••• N•••••• L••

DALLAS, TX | San Diego, CA

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Search this name across graphsid dfx:ria:8246ad70-b572-1e5e-6cd5-7c16fc2c785b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 22, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• A••••••• N•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 22, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• A••••••• N•••••• L••	Independent wealth	Jan 5, 2017	n/a	yes	DALLAS, TX\|San Diego, CA	Current employment
S•• I••••••••• I•••	Former SEC adviser	May 16, 2016	Dec 31, 2016	no	SAN DIEGO, CA\|Escondido, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• I••••••••• I•••	I••••••••• A••••••• N•••••• L••	Dec 31, 2016	Jan 5, 2017	5	Firm change	Other
T•• B••••• • C••••••	S•• I••••••••• I•••	May 17, 2016	May 16, 2016

Relationships

Registered with (3)

→ I••••••••• A••••••• N•••••• L••Registered adviserregistration: current employment
Jan 5, 2017 to presentfactForm ADV
→ S•• I••••••••• I•••Registered adviserregistration: previous registration
May 16, 2016 to Dec 31, 2016factForm ADV
→ T•• B••••• • C••••••Registered adviserregistration: previous registration
Aug 22, 2007 to May 17, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8246ad70-b572-1e5e-6cd5-7c16fc2c785b
First observed: Aug 22, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.