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D•••••• A•••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

D•••••• A•••• B••••••

Advisor at A••••• F•••••••• P•••••••• I•••

OSAGE BEACH, MO | DOWNERS GROVE, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 6, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• F•••••••• P•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• F•••••••• P•••••••• I•••	Independent wealth	Aug 11, 2025	n/a	yes	DOWNERS GROVE, IL\|OSAGE BEACH, MO	Current employment
M•••••• S••••••••• A•••• M••••••••• L••	Former SEC adviser	Jul 31, 2017	Aug 13, 2025	no	Osage Beach, MO\|MANCHESTER, MO\|Osage Beach, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• S••••••••• A•••• M••••••••• L••	A••••• F•••••••• P•••••••• I•••	Aug 13, 2025	Aug 11, 2025	-2	Firm change	Ibd to RIA
S•••• M•••• • C••	M•••••• S••••••••• A•••• M••••••••• L••	Aug 30, 2017	Jul 31, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
282448:7995:MO:2025-08-13	Aug 13, 2025	Aug 11, 2025	OSAGE BEACH, MO	Firm change
3441:282448:MO:2017-08-30	Aug 30, 2017	Jul 31, 2017	OSAGE BEACH, MO	Firm change

Relationships

Registered with (3)

→ A••••• F•••••••• P•••••••• I•••Registered adviserregistration: current employment
Aug 11, 2025 to presentfactForm ADV
→ M•••••• S••••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jul 31, 2017 to Aug 13, 2025factForm ADV
→ S•••• M•••• • C••Registered adviserregistration: previous registration
Aug 6, 2012 to Aug 30, 2017factForm ADV

Dated events

Order

Occurred
13 Aug 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 6, 2012
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.