RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• A•••• B••••••
- A••••• F•••••••• P•••••••• I••• independent RIA currentsince Aug 11, 2025 · Downers Grove, Il
- M•••••• S••••••••• A•••• M••••••••• L•• formerJul 31, 2017 to Aug 13, 2025 · Osage Beach, Mo
- S•••• M•••• • C•• BD affiliatedAug 6, 2012 to Aug 30, 2017 · Osage Beach, Mo
- M•••••• S••••••••• A•••• M••••••••• L•• to A••••• F•••••••• P•••••••• I•••left Aug 13, 2025, registered Aug 11, 2025 (-2 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- S•••• M•••• • C•• to M•••••• S••••••••• A•••• M••••••••• L••left Aug 30, 2017, registered Jul 31, 2017 (-30 days) · Other · moved with a team
- D•••••• A•••• B•••••• left M•••••• S••••••••• A•••• M••••••••• L•• for A••••• F•••••••• P•••••••• I••• (registered 2025-08-11)Aug 13, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address