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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

ANDREW PATRICK BAKER

Advisor at SOVRAN ADVISORS, LLC

San Diego, CA | SAN DIEGO, CA

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Search this name across graphsid dfx:ria:824b459f-6262-0bdc-4f5c-e081ad359486

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 3, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SOVRAN ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 28, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jun 28, 2013
First registration: Mar 3, 2016
Dual registered: yes, broker-dealer
Other names: ANDREW PATRICK BAKER|Andrew Baker
IAPD individual key: 6207565

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SOVRAN ADVISORS, LLC	Independent wealth	Feb 23, 2024	n/a	yes	SAN DIEGO, CA\|San Diego, CA	Current employment
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Aug 11, 2022	Mar 5, 2024	no	San Diego, CA\|SAN DIEGO, CA	Previous registration
CRI SECURITIES, LLC	Former SEC adviser	Mar 12, 2018	Oct 22, 2021	no	SAN DIEGO, CA\|San Diego, CA	Previous registration
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Mar 12, 2018	Aug 12, 2022	no	San Diego, CA\|San Diego, CA	Previous registration
FORESTERS ADVISORY SERVICES, LLC	Former SEC adviser	Mar 3, 2016	Mar 5, 2018	no	San Diego, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MML INVESTORS SERVICES, LLC	SOVRAN ADVISORS, LLC	Mar 5, 2024	Feb 23, 2024	-11	Bulk transfer	Ibd to new firm
SECURIAN FINANCIAL SERVICES, INC.	MML INVESTORS SERVICES, LLC	Aug 12, 2022	Aug 11, 2022	-1	Firm change	RIA to ibd
CRI SECURITIES, LLC	SECURIAN FINANCIAL SERVICES, INC.	Oct 22, 2021	Mar 12, 2018	-1,320	Bulk transfer	Other
FORESTERS ADVISORY SERVICES, LLC	CRI SECURITIES, LLC	Mar 5, 2018	Mar 12, 2018	7	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
15296:10409:CA:2022-08-09	Aug 12, 2022	Aug 11, 2022	SAN DIEGO, CA	Firm change

Relationships

Registered with (5)

→ SOVRAN ADVISORS, LLCRegistered adviserregistration: current employment
Feb 23, 2024 to presentfactForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Aug 11, 2022 to Mar 5, 2024factForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 12, 2018 to Aug 12, 2022factForm ADV
→ CRI SECURITIES, LLCRegistered adviserregistration: previous registration
Mar 12, 2018 to Oct 22, 2021factForm ADV
→ FORESTERS ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Mar 3, 2016 to Mar 5, 2018factForm ADV

Dated events

Occurred
Aug 12, 2022
Advisor changed firm
Andrew Patrick Baker left Securian Financial Services, Inc. for Mml Investors Services, Llc (registered 2022-08-11)
Form ADVobserved 6 days ago