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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)34 years in industry

MARK LINDEN JOHNSON

Advisor at RBC CAPITAL MARKETS, LLC

WAYZATA, MN | Marco Island, FL | Shorewood, MN

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Search this name across graphsid dfx:ria:824fed06-13e9-c6dd-cc36-36aa817d6b79

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 19, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RBC CAPITAL MARKETS, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 24, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Jun 24, 1992
First registration: Nov 19, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 2244271

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RBC CAPITAL MARKETS, LLC	National bd RIA	Oct 28, 2021	n/a	yes	Marco Island, FL\|WAYZATA, MN\|Shorewood, MN	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 27, 2013	Oct 29, 2021	no	BLOOMINGTON, MN\|Marco Island, FL	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Mar 11, 2013	no	WAYZATA, MN\|Bloomington, MN\|Bloomington, MN\|WAYZATA, MN	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	WAYZATA, MN\|BLOOMINGTON, MN	Previous registration
MORGAN STANLEY DW INC.	n/a	Nov 19, 2002	Apr 2, 2007	no	BLOOMINGTON, MN\|BLOOMINGTON, MN\|SHOREWOOD, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	RBC CAPITAL MARKETS, LLC	Oct 29, 2021	Oct 28, 2021	-1	Firm change	Wirehouse to ibd
MORGAN STANLEY	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Mar 11, 2013	Feb 27, 2013	-12	Firm change	Wirehouse to wirehouse
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7691:31194:FL:2021-10-22	Oct 29, 2021	Oct 28, 2021	MARCO ISLAND, FL	Firm change

Relationships

Registered with (5)

→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: current employment
Oct 28, 2021 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 27, 2013 to Oct 29, 2021factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Mar 11, 2013factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Nov 19, 2002 to Apr 2, 2007factForm ADV

Dated events

No dated event names this entity yet.