DFX Intelligence

C••••••••• M••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserOther adviserSEC registeredRAUM 1b 10b

C••••••••• M••••••••• I•••

CRD 125828

DULUTH, GA

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Data as of Jul 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 4
On other graphs: 1
Observed: Jan 12, 2012 to Jul 2, 2026
44 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

C••••••••• M••••••••• I•••

Investment consultant · key_crd, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.14 fund_share=0.0 institutional_share=0.86 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.3B••• Locked
Discretionary RAUM: $2.3B
Private client RAUM: $309Mderived••• Locked
Private client share: 14%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $254Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
T••••• S••••• R•••••••	n/a	DULUTH, GA	21	37	1	no
B•••• C•••••• T•••••	Chartered Financial Analyst	DULUTH, GA	21	30

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
R•••••••• S•••••• W••••••	Principal	A	yes	01/2019	Jan 14, 2019	Aug 19, 2024
R•••••••• T•••••• S•••••	CHIEF FINANCIAL OFFICER	Na	yes	06/2005	Jan 12, 2012	Aug 19, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.3B	$1.9B	20.6%	$1.3B	19.3%	19	18	0	0

Relationships

Registered with (9)

← N••••••• C•••••••• S•••••Advisorregistration: current employment
Jun 23, 2026 to presentfactForm ADV
← C•••• J•••• W•••••Advisorregistration: current employment
Aug 7, 2023 to presentfactForm ADV
← E•••••••• C••••••• G•••••Advisorregistration: current employment
Jul 24, 2023 to presentfactForm ADV
← A••••• F•••• G•••

Dated events

Occurred
Jul 2, 2026
Ria ownership band change
••• Locked
Form ADVobserved today
Occurred
Jul 2, 2026
Ria ownership band change
••• Locked
Form ADVobserved today
Occurred
Jul 2, 2026
Ria ownership band change
••• Locked
Form ADVobserved today
Occurred
Mar 8, 2023

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 12, 2012
Last observed: Jul 2, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.