DFX Intelligence

N••••••• C•••••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

N••••••• C•••••••• S•••••

Advisor at C••••••••• M••••••••• I•••

DULUTH, GA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 20, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• M••••••••• I•••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Oct 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• M••••••••• I•••	Other adviser	Jun 23, 2026	n/a	yes	DULUTH, GA	Current employment
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Mar 22, 2018	May 1, 2019	no	GREENWOOD, IN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• M••••• I••••••••• S•••••••••	C••••••••• M••••••••• I•••	May 1, 2019	Jun 23, 2026	2,610	Firm change after gap	Other
E••••• J••••	N••••••••• M••••• I••••••••• S•••••••••	Nov 6, 2017	Mar 22, 2018

Relationships

Registered with (3)

→ C••••••••• M••••••••• I•••Registered adviserregistration: current employment
Jun 23, 2026 to presentfactForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Mar 22, 2018 to May 1, 2019factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Dec 20, 2016 to Nov 6, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 20, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.