DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at M•••• A•••• M••••••••• L••
WHITELAND, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•••• A•••• M••••••••• L•• | State registered | Sep 5, 2023 | n/a | yes | WHITELAND, IN | Current employment |
| W••••••• P•••••••• L•• | Institutional manager | Jun 27, 2019 | Aug 31, 2023 | no | LOUISVILLE, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W••••••• P•••••••• L•• | M•••• A•••• M••••••••• L•• | Aug 31, 2023 | Sep 5, 2023 | 5 | Firm change | Other |
| A••••••••• F•••••••• S•••••••• L•• | W••••••• P•••••••• L•• | Apr 23, 2019 | Jun 27, 2019 |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Mar 9, 2012 | Apr 23, 2019 | no | Indianapolis, IN|INDIANAPOLIS, IN | Previous registration |
| F•••• T•••• S••••••••• I••• | Bd affiliated wealth | Feb 5, 2008 | Apr 5, 2012 | no | INDIANAPOLIS, IN|GREENWOOD, IN|INDIANAPOLIS, IN|GREENWOOD, IN|BROWNSBURG, IN|CAMBY, IN|ORLEANS, IN | Previous registration |
| C•••• I••••••••• S••••••• C•••• | Former SEC adviser | Jul 6, 2005 | Feb 4, 2008 | no | INDIANAPOLIS, IN|INDIANAPOLIS, IN | Previous registration |
| B••• O•• S••••••••• C••••••••• | n/a | Nov 14, 2003 | Jul 6, 2005 | no | INDIANAPOLIS, IN | Previous registration |
| 65 |
| Firm change |
| Ibd to RIA |
| F•••• T•••• S••••••••• I••• | A••••••••• F•••••••• S•••••••• L•• | Apr 5, 2012 | Mar 9, 2012 | -27 | Firm change | Other |
| C•••• I••••••••• S••••••• C•••• | F•••• T•••• S••••••••• I••• | Feb 4, 2008 | Feb 5, 2008 | 1 | Firm change | Other |
| B••• O•• S••••••••• C••••••••• | C•••• I••••••••• S••••••• C•••• | Jul 6, 2005 | Jul 6, 2005 | 0 | Bulk transfer | Other |