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M•••••• T••••• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner26 years in industry

M•••••• T••••• B•••••••••

Advisor at L•••

LOS ANGELES, CA | COTTONWOOD HEIGHTS, UT

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Aug 26, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 19, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••	Independent wealth	Sep 12, 2025	n/a	yes	COTTONWOOD HEIGHTS, UT\|LOS ANGELES, CA	Current employment
O•••••• W••••• M••••••••• L••	Former SEC adviser	Mar 2, 2015	Sep 19, 2025	no	COTTONWOOD HEIGHTS, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••••• W••••• M••••••••• L••	L•••	Sep 19, 2025	Sep 12, 2025	-7	Firm change	RIA to RIA
C• P••••••• C•••	O•••••• W••••• M••••••••• L••	Feb 27, 2015	Mar 2, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
173715:269866:UT:2025-09-19	Sep 19, 2025	Sep 12, 2025	COTTONWOOD HEIGHTS, UT	Firm change
149937:173715:OR:2015-02-27	Feb 27, 2015	Mar 2, 2015	PORTLAND, OR	Firm change

Relationships

Registered with (6)

→ L•••Registered adviserregistration: current employment
Sep 12, 2025 to presentfactForm ADV
→ O•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 2, 2015 to Sep 19, 2025factForm ADV
→ C• P••••••• C•••Registered adviserregistration: previous registration
May 28, 2013 to Feb 27, 2015factForm ADV
→ J••• M••••• S••••••••• L••

Dated events

Occurred
Sep 19, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 26, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.