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Advisor at LPL FINANCIAL LLC
FORT MILL, SC | MYRTLE BEACH, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 9, 2014 | n/a | yes | MYRTLE BEACH, SC|FORT MILL, SC | Current employment |
| PATHWAY STRATEGIC ADVISORS | Former SEC adviser | Sep 9, 2011 | Nov 20, 2012 | no | FOLSOM, CA | Previous registration |
| ALLWORTH FINANCIAL, L.P. | Bd affiliated wealth | Sep 9, 2011 | Aug 25, 2014 | no | FOLSOM, CA | Previous registration |
| AW SECURITIES | Former SEC adviser | Jun 12, 2008 | Aug 25, 2014 | no | FOLSOM, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AW SECURITIES | PATHWAY STRATEGIC ADVISORS | Aug 25, 2014 | Sep 9, 2011 | -1,081 | Firm change after gap | Other |
| ALLWORTH FINANCIAL, L.P. | LPL FINANCIAL LLC | Aug 25, 2014 | Sep 9, 2014 | 15 | Firm change | Other |
| PATHWAY STRATEGIC ADVISORS | ALLWORTH FINANCIAL, L.P. | Nov 20, 2012 | Sep 9, 2011 | -438 | Firm change after gap | Other |