DFX Intelligence

T•••••• J••••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor40 years in industry

T•••••• J••••• L••••••

Advisor at E•••••••• W••••• M••••••••• I•••

APPLETON, WI

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Search this name across graphsid dfx:ria:826eafc1-2d09-278c-9100-54e7ffe058e0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 22, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• W••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 5, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•• M•••• S••••••••• L••	Independent wealth	Jul 15, 2014	n/a	yes	APPLETON, WI	Current employment
E•••••••• W••••• M••••••••• I•••	Independent wealth	May 2, 2014	n/a	yes	APPLETON, WI	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• • A••••••••• L••	E•••••••• W••••• M••••••••• I•••	Feb 7, 2014	May 2, 2014	84	Firm change	Other

Relationships

Registered with (3)

→ E•• M•••• S••••••••• L••Registered adviserregistration: current employment
Jul 15, 2014 to presentfactForm ADV
→ E•••••••• W••••• M••••••••• I•••Registered adviserregistration: current employment
May 2, 2014 to presentfactForm ADV
→ S••••••• • A••••••••• L••Registered adviserregistration: previous registration
Jun 22, 2007 to Feb 7, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:826eafc1-2d09-278c-9100-54e7ffe058e0
First observed: Jun 22, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.