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RIA / WealthAdvisor22 years in industry

MICHAEL JOHN CAPELLE

Advisor at MODERN WEALTH MANAGEMENT, LLC

KANSAS CITY, MO

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 17, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MODERN WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65
First exam: Dec 15, 2004
First registration: Mar 17, 2005
Dual registered: no
Other names: MIKE CAPELLE|MICHAEL CAPELLE|MICHAEL JOHN CAPELLE|MICHAEL JOHN CAPELLE
IAPD individual key: 4933023

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MODERN WEALTH MANAGEMENT, LLC	Independent wealth	Jan 20, 2023	n/a	yes	KANSAS CITY, MO	Current employment
INTEGRATED FINANCIAL MANAGEMENT INC	n/a	Aug 26, 2008	Dec 24, 2008	no	NORTHBROOK, IL	Previous registration
UNITED CAPITAL INVESTMENT ADVISERS, INC	n/a	Jun 27, 2005	Dec 31, 2007	no	NEWPORT BEACH, CA	Previous registration
UNITED CAPITAL FINANCIAL ADVISORS	Independent wealth	Jun 27, 2005	Apr 29, 2022	no	NEWPORT BEACH, CA\|NEWPORT BEACH, CA	Previous registration
FINANCIAL SYNERGIES ADVISORY, LTD.	n/a	Mar 17, 2005	Apr 26, 2006	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UNITED CAPITAL FINANCIAL ADVISORS	INTEGRATED FINANCIAL MANAGEMENT INC	Apr 29, 2022	Aug 26, 2008	-4,994	Firm change after gap	Other
INTEGRATED FINANCIAL MANAGEMENT INC	MODERN WEALTH MANAGEMENT, LLC	Dec 24, 2008	Jan 20, 2023	5,140	Firm change after gap	Other
UNITED CAPITAL INVESTMENT ADVISERS, INC	UNITED CAPITAL FINANCIAL ADVISORS	Dec 31, 2007	Jun 27, 2005	-917	Firm change after gap	Other
FINANCIAL SYNERGIES ADVISORY, LTD.	UNITED CAPITAL INVESTMENT ADVISERS, INC	Apr 26, 2006	Jun 27, 2005	-303	Firm change after gap	Other

Relationships

Registered with (5)

→ MODERN WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Jan 20, 2023 to presentfactForm ADV
→ UNITED CAPITAL FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Jun 27, 2005 to Apr 29, 2022factForm ADV
→ INTEGRATED FINANCIAL MANAGEMENT INCRegistered adviserregistration: previous registration
Aug 26, 2008 to Dec 24, 2008factForm ADV
→ UNITED CAPITAL INVESTMENT ADVISERS, INCRegistered adviserregistration: previous registration
Jun 27, 2005 to Dec 31, 2007factForm ADV
→ FINANCIAL SYNERGIES ADVISORY, LTD.Registered adviserregistration: previous registration
Mar 17, 2005 to Apr 26, 2006factForm ADV

Dated events

Occurred
Apr 29, 2022
Advisor changed firm
Michael John Capelle left United Capital Financial Advisors for Integrated Financial Management Inc (registered 2008-08-26)
Form ADVobserved 4 days ago