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Advisor at SEACREST WEALTH MANAGEMENT, LLC
PARROTTSVILLE, TN | PURCHASE, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SEACREST WEALTH MANAGEMENT, LLC | Independent wealth | Apr 10, 2023 | n/a | yes | PURCHASE, NY|PARROTTSVILLE, TN | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 5, 2009 | Apr 25, 2014 | no | DUBLIN, OH | Previous registration |
| AMERIPRISE ADVISOR SERVICES, INC. | n/a | May 6, 2009 | Oct 5, 2009 | no | COLUMBUS, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | SEACREST WEALTH MANAGEMENT, LLC | Apr 25, 2014 | Apr 10, 2023 | 3,272 | Firm change after gap | Ibd to RIA |
| AMERIPRISE ADVISOR SERVICES, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Oct 5, 2009 | Oct 5, 2009 | 0 | Bulk transfer | Other |