DFX Intelligence

J•••• R••••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

J•••• R••••• G••••••

Advisor at W•••• F•••• A•••••••

LODI, CA | ROSEVILLE, CA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 15, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jun 19, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Apr 3, 2026	n/a	yes	LODI, CA\|ROSEVILLE, CA	Current employment
W•••• F•••• A•••••••	Wirehouse	Jan 3, 2011	Apr 2, 2026	no	SANTA ROSA, CA\|LODI, CA\|ELK GROVE, CA\|SACRAMENTO, CA\|LODI, CA\|LODI, CA\|ROSEVILLE, CA\|ROSEVILLE, CA\|SACRAMENTO, CA\|GALT, CA\|GALT, CA\|LOCKEFORD, CA\|ROSEVILLE, CA\|WOODBRIDGE, CA\|SACRAMENTO, CA\|LODI, CA\|LOCKEFORD, CA\|LODI, CA\|ELK GROVE, CA\|FAIR OAKS, CA\|ELK GROVE, CA\|FRESNO, CA\|LODI, CA\|SACRAMENTO, CA\|ROSEVILLE, CA\|LODI, CA\|LODI, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	W•••• F•••• A•••••••	Apr 2, 2026	Apr 3, 2026	1	Channel change	Wirehouse to wirehouse
W•••• F•••• I••••••••• L••	W•••• F•••• A•••••••	Jan 3, 2011	Jan 3, 2011

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:11025:CA:2026-04-02	Apr 2, 2026	Apr 3, 2026	LODI, CA	Firm change

Relationships

Registered with (4)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Apr 3, 2026 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 3, 2011 to Apr 2, 2026factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviserregistration: previous registration
Aug 3, 2004 to Jan 3, 2011factForm ADV
→ W••• I••••••••• I•••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 15, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.