DFX Intelligence

A••• I•••• T•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor50 years in industry

A••• I•••• T•••••••••

Advisor at S••••• W••••• G••••

MEDFORD, NY | Huntington Station, NY

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Search this name across graphsid dfx:ria:827b2dde-41c3-c025-5907-cf73df2fe1ab

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 30, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1976earliest registration or exam on IAPD
Years in industry: 50derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• G••••	Independent wealth	Nov 19, 2021	n/a	yes	Huntington Station, NY\|MEDFORD, NY	Current employment
L••• I••••• F•••••••• A•••••••• I•••	Former SEC adviser	May 30, 2021	Dec 31, 2021	no	MEDFORD, NY\|HUNTINGTON STATION, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••• I••••• F•••••••• A•••••••• I•••	S••••• W••••• G••••	Dec 31, 2021	Nov 19, 2021	-42	Firm change after gap	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
123439:106425:NY:2021-12-31	Dec 31, 2021	Nov 19, 2021	HUNTINGTON STATION, NY	Firm change after gap

Relationships

Registered with (2)

→ S••••• W••••• G••••Registered adviserregistration: current employment
Nov 19, 2021 to presentfactForm ADV
→ L••• I••••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
May 30, 2021 to Dec 31, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:827b2dde-41c3-c025-5907-cf73df2fe1ab
First observed: May 30, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.