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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

John Winthrop Foley

Advisor at MML INVESTORS SERVICES, LLC

HOLYOKE, MA | Watertown, MA | SOUTHBOROUGH, MA

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Search this name across graphsid dfx:ria:827cb5cb-6d77-2c27-8bc2-e4c6d51c34bc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 20, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MML INVESTORS SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 10, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Sep 10, 2014
First registration: Oct 20, 2014
Dual registered: yes, broker-dealer
Other names: JOHN FOLEY
IAPD individual key: 6343205

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Apr 22, 2025	n/a	yes	SOUTHBOROUGH, MA\|HOLYOKE, MA\|Watertown, MA	Current employment
NEIRG WEALTH MANAGEMENT, LLC	Former SEC adviser	Nov 10, 2021	Sep 20, 2022	no	NORTH ANDOVER, MA	Previous registration
NEW ENGLAND INVESTMENT & RETIREMENT GROUP, INC.	Former SEC adviser	Mar 16, 2021	Nov 1, 2021	no	NORTH ANDOVER, MA	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Sep 20, 2019	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jun 6, 2017	Jul 13, 2018	no	WESTWOOD, MA	Previous registration
MCADAM LLC	Independent wealth	Oct 20, 2014	Jun 11, 2015	no	BOSTON, MA\|RADNOR, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NEIRG WEALTH MANAGEMENT, LLC	MML INVESTORS SERVICES, LLC	Sep 20, 2022	Apr 22, 2025	945	Firm change after gap	RIA to ibd
NEW ENGLAND INVESTMENT & RETIREMENT GROUP, INC.	NEIRG WEALTH MANAGEMENT, LLC	Nov 1, 2021	Nov 10, 2021	9	Firm change	RIA to new firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS	NEW ENGLAND INVESTMENT & RETIREMENT GROUP, INC.	Sep 20, 2019	Mar 16, 2021	543	Firm change after gap	Ibd to RIA
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm
MCADAM LLC	STRATEGIC ADVISERS LLC	Jun 11, 2015	Jun 6, 2017	726	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
133096:317032:MA:2021-11-01	Nov 1, 2021	Nov 10, 2021	NORTH ANDOVER, MA	Firm change

Relationships

Registered with (6)

→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: current employment
Apr 22, 2025 to presentfactForm ADV
→ NEIRG WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 10, 2021 to Sep 20, 2022factForm ADV
→ NEW ENGLAND INVESTMENT & RETIREMENT GROUP, INC.Registered adviserregistration: previous registration
Mar 16, 2021 to Nov 1, 2021factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Sep 20, 2019factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jun 6, 2017 to Jul 13, 2018factForm ADV
→ MCADAM LLCRegistered adviserregistration: previous registration
Oct 20, 2014 to Jun 11, 2015factForm ADV

Dated events

Occurred
Sep 20, 2022
Advisor changed firm
John Winthrop Foley left Neirg Wealth Management, Llc for Mml Investors Services, Llc (registered 2025-04-22)
Form ADVobserved 4 days ago