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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

NEW ENGLAND INVESTMENT & RETIREMENT GROUP, INC.

CRD 133096

NORTH ANDOVER, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bdb8f04a-e93e-4fdd-798e-2bbc4c9eb8ae

Data as of Jun 30, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 22
Dated events: 2
On other graphs: 1
Observed: Mar 19, 2012 to Jun 30, 2021
33 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

NEW England Investment & Retirement Group, Inc.

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $766MItem 5.F on the latest filing (2021-06-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $751M
Private client RAUM: $703MderivedItem 5.D individuals plus high net worth individuals
Private client share: 92%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 15
Advisory employees: 8
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 2,192
Individual clients: 551
High net worth clients: 198
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $21.4Mgross asset value as reported per fund; never fund size
Custody, client assets: $372M
SEC number: 801-67679
CRD: 133096
Filings on the tape: 33
First filed: Mar 19, 2012
Latest filed: Jun 30, 2021
Organised: Corporation, Massachusetts

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
NEINV I, LP	Other Private Fund	$3.6M	Aug 9, 2013	15	Mar 19, 2012	dropped	021-120101

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Cowles, Robert, Michael	CHIEF COMPLIANCE OFFICER	Na	yes	03/2016	Mar 24, 2016	Jun 30, 2021
GIACOUMAKIS, NICHOLAS, JOHN	PRESIDENT AND DIRECTOR	E	yes	07/1997	Mar 19, 2012	Jun 30, 2021
PIRRI, BRIAN, CHRISTOPHER	Partner	Na	yes	03/2018	Mar 29, 2018	Jun 30, 2021
Wilde, Christopher, James	CHIEF OPERATING OFFICER	Na	yes	06/2020	Oct 13, 2020	Jun 30, 2021

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Naples	FL	United States	3	no
Windham	Nh	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 29, 2021	$766M	$751M	15	8	2	2	$21.4M
2019	Mar 27, 2020	$655M	$652M	13	6	1	n/a	n/a
2018	Mar 28, 2019	$523M	$522M	16	6	1	n/a	n/a
2017	Mar 29, 2018	$523M	$521M	14	6	1	n/a	n/a
2016	Mar 29, 2017	$498M	$444M	14	8	n/a	n/a	n/a
2015	Mar 24, 2016	$526M	$471M	15	8	n/a	n/a	n/a
2014	Feb 12, 2015	$559M	$487M	13	7	n/a	n/a	n/a
2013	Jan 16, 2014	$513M	$444M	13	6	n/a	n/a	n/a
2012	Jan 16, 2013	$454M	$399M	14	9	n/a	1	$3.6M
2011	Mar 19, 2012	$362M	$356M	n/a	n/a	n/a	1	$9.2M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$766M	$655M	16.9%	$523M	13.6%	15	13	2	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
NEIRG WEALTH MANAGEMENT, LLC	5	Nov 1, 2021	Nov 10, 2021	NORTH ANDOVER, MA	Firm absorbed	RIA to new firm	71.4%

Relationships

Controls (4)

← GIACOUMAKIS, NICHOLAS, JOHNOwnerPRESIDENT AND DIRECTOR, ownership code E, individual
Mar 19, 2012 to presentfactForm ADV
← PIRRI, BRIAN, CHRISTOPHEROwnerPARTNER, ownership code NA, individual
Mar 29, 2018 to presentfactForm ADV
← Cowles, Robert, MichaelOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 24, 2016 to presentfactForm ADV
← Wilde, Christopher, JamesOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Oct 13, 2020 to presentfactForm ADV

Moved with (1)

→ NEIRG WEALTH MANAGEMENT, LLCRegistered adviser5 advisors, firm absorbed, same day
Nov 1, 2021 to Nov 10, 2021factForm ADV

Registered with (15)

← JULIE CHRISTINE COLUCCIAdvisorregistration: previous registration
Mar 8, 2017 to Nov 1, 2021factForm ADV
← John HamAdvisorregistration: previous registration
Apr 23, 2018 to Nov 1, 2021factForm ADV
← BRIAN CHRISTOPHER PIRRIAdvisorregistration: previous registration
Mar 21, 2012 to Nov 1, 2021factForm ADV
← John Winthrop FoleyAdvisorregistration: previous registration
Mar 16, 2021 to Nov 1, 2021factForm ADV
← ROBERT MACKLIN MORRISAdvisorregistration: previous registration
May 18, 2021 to Nov 1, 2021factForm ADV
← Christopher James WildeAdvisorregistration: previous registration
Mar 11, 2021 to Nov 1, 2021factForm ADV
← Michelle Elizabeth GuarinoAdvisorregistration: previous registration
Mar 30, 2021 to Nov 1, 2021factForm ADV
← TARA ANNE VARYAdvisorregistration: previous registration
May 27, 2020 to Feb 26, 2021factForm ADV
← EDWARD P. PAROLISIAdvisorregistration: previous registration
Jan 25, 2018 to Dec 31, 2019factForm ADV
← THOMAS EDWARD KENNEDYAdvisorregistration: previous registration
Jul 2, 2019 to Nov 15, 2019factForm ADV
← PATRICK MICHAEL RANDALLAdvisorregistration: previous registration
Nov 23, 2016 to Sep 19, 2018factForm ADV
← Lester SatlowAdvisorregistration: previous registration
Sep 16, 2015 to Sep 21, 2017factForm ADV
← William ThornleyAdvisorregistration: previous registration
May 15, 2012 to Apr 19, 2016factForm ADV
← CHARLES EDWARD ROBERTSAdvisorregistration: previous registration
Feb 13, 2006 to Nov 19, 2013factForm ADV
← RICHARD MARTIN ELLINGTONAdvisorregistration: previous registration
Feb 13, 2006 to Aug 24, 2010factForm ADV

Advises (1)

→ NEINV I, LPPrivate fundOther Private Fund, IA, no longer reported
Mar 19, 2012 to Aug 9, 2013factForm ADV

Dated events

Occurred
Oct 13, 2020
Control person joined
James Christopher Wilde (Chief Operating Officer) appeared on Schedule A of New England Investment & Retirement Group, Inc.
Form ADVobserved 4 days ago
Occurred
Mar 27, 2020
Regulatory AUM changed
New England Investment & Retirement Group, Inc. reported RAUM $655.0M, up 25% from $523.1M (2019-06-26 to 2020-03-27)
Form ADVobserved 4 days ago
$132M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bdb8f04a-e93e-4fdd-798e-2bbc4c9eb8ae
First observed: Mar 19, 2012
Last observed: Jun 30, 2021 63 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NEW ENGLAND INVESTMENT & RETIREMENT GROUP, INC.

CRD 133096

NORTH ANDOVER, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bdb8f04a-e93e-4fdd-798e-2bbc4c9eb8ae

Data as of Jun 30, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:21 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

NEINV I, LP

Other Private Fund

$3.6M

Aug 9, 2013

Mar 19, 2012

dropped

021-120101

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Cowles, Robert, Michael

CHIEF COMPLIANCE OFFICER

yes

03/2016

Mar 24, 2016

Jun 30, 2021

GIACOUMAKIS, NICHOLAS, JOHN

PRESIDENT AND DIRECTOR

yes

07/1997

Mar 19, 2012

Jun 30, 2021

PIRRI, BRIAN, CHRISTOPHER

Partner

yes

03/2018

Mar 29, 2018

Jun 30, 2021

Wilde, Christopher, James

CHIEF OPERATING OFFICER

yes

06/2020

Oct 13, 2020

Jun 30, 2021

City

State

Country

Employees

Also broker-dealer

Naples

United States

Windham

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 29, 2021

$766M

$751M

$21.4M

2019

Mar 27, 2020

$655M

$652M

n/a

2018

Mar 28, 2019

$523M

$522M

n/a

2017

Mar 29, 2018

$523M

$521M

n/a

2016

Mar 29, 2017

$498M

$444M

n/a

2015

Mar 24, 2016

$526M

$471M

n/a

2014

Feb 12, 2015

$559M

$487M

n/a

2013

Jan 16, 2014

$513M

$444M

n/a

2012

Jan 16, 2013

$454M

$399M

n/a

$3.6M

2011

Mar 19, 2012

$362M

$356M

n/a

$9.2M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$766M

$655M

16.9%

$523M

13.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

NEIRG WEALTH MANAGEMENT, LLC

Nov 1, 2021

Nov 10, 2021

NORTH ANDOVER, MA

Firm absorbed

RIA to new firm

71.4%