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RIA / WealthAdvisorCertified Financial Planner42 years in industry

ANTHONY JOHN BAVEDAS

Advisor at CONSTITUTION INVESTMENT ADVISORY AND PORTFOLIO MANAGEMENT

SHELTON, CT

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 27, 1995 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CONSTITUTION INVESTMENT ADVISORY AND PORTFOLIO MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 25, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Jun 25, 1984
First registration: Feb 27, 1995
Dual registered: no
Other names: ANTHONY J BAVEDAS
IAPD individual key: 15235

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CONSTITUTION INVESTMENT ADVISORY AND PORTFOLIO MANAGEMENT	Independent wealth	Oct 16, 2020	n/a	yes	SHELTON, CT	Current employment
WELLS FARGO ADVISORS	Wirehouse	May 17, 2013	Oct 21, 2020	no	WESTPORT, CT\|PALM BEACH, FL\|WESTPORT, CT\|PALM BEACH, FL	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jun 13, 2013	no	PURCHASE, NY\|Westport, CT	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Feb 21, 2006	Jun 1, 2009	no	NEW YORK, NY\|WESTPORT, CT\|WESTPORT, CT\|WESTPORT, CT	Previous registration
LEGG MASON WOOD WALKER, INCORPORATED	n/a	Feb 7, 2005	Feb 21, 2006	no	WESTPORT, CT	Previous registration
CONSTITUTION CAPITAL CORP.	n/a	Feb 27, 1995	Feb 7, 2005	no	WESTPORT, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	CONSTITUTION INVESTMENT ADVISORY AND PORTFOLIO MANAGEMENT	Oct 21, 2020	Oct 16, 2020	-5	Firm change	Wirehouse to new firm
MORGAN STANLEY	WELLS FARGO ADVISORS	Jun 13, 2013	May 17, 2013	-27	Firm change	Wirehouse to wirehouse
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
LEGG MASON WOOD WALKER, INCORPORATED	CITIGROUP GLOBAL MARKETS INC.	Feb 21, 2006	Feb 21, 2006	0	Bulk transfer	Other
CONSTITUTION CAPITAL CORP.	LEGG MASON WOOD WALKER, INCORPORATED	Feb 7, 2005	Feb 7, 2005	0	Firm change	Other

Relationships

Registered with (6)

→ CONSTITUTION INVESTMENT ADVISORY AND PORTFOLIO MANAGEMENTRegistered adviserregistration: current employment
Oct 16, 2020 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
May 17, 2013 to Oct 21, 2020factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jun 13, 2013factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Feb 21, 2006 to Jun 1, 2009factForm ADV
→ LEGG MASON WOOD WALKER, INCORPORATEDRegistered adviserregistration: previous registration
Feb 7, 2005 to Feb 21, 2006factForm ADV
→ CONSTITUTION CAPITAL CORP.Registered adviserregistration: previous registration
Feb 27, 1995 to Feb 7, 2005factForm ADV

Dated events

No dated event names this entity yet.