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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

CONSTITUTION INVESTMENT ADVISORY AND PORTFOLIO MANAGEMENT

CONSTITUTION CAPITAL LLC, CRD 310378

SHELTON, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dc387c3a-6e87-4977-7013-4b47db5a36dd

Data as of Feb 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 0
Observed: Aug 19, 2020 to Feb 6, 2026
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $241MItem 5.F on the latest filing (2026-02-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $241M
Private client RAUM: $239MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $80.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 268
Individual clients: 126
High net worth clients: 54
Custody, client assets: $125M
SEC number: 801-119493
CIK: 1845531
CRD: 310378
Filings on the tape: 18
First filed: Aug 19, 2020
Latest filed: Feb 6, 2026
Organised: Limited Liability Company, CT
Website: ciapm.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ANTHONY JOHN BAVEDAS	Certified Financial Planner	SHELTON, CT	5	42	5	no
GREGORY JOHN BAVEDAS	n/a	SHELTON, CT	5	24	6	no
SAM EARL KEYLOCK	n/a	SHELTON, CT \| New York, NY	1	12	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BAVEDAS, ANTHONY, JOHN	MANAGING MEMBER / PRESIDENT AND SENIOR PORTFOLIO MANAGER	D	yes	10/2020	Oct 16, 2020	Feb 7, 2024
BAVEDAS, GREGORY, JOHN	MANAGING MEMBER / SENIOR VICE PRESIDENT, MANAGING DIRECTOR, AND CHIEF COMPLIANCE OFFICER	D	yes	09/2020	Oct 16, 2020	Feb 7, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 6, 2026	$241M	$241M	6	2	0	n/a	n/a
2024	Feb 4, 2025	$225M	$225M	6	2	0	n/a	n/a
2023	Feb 7, 2024	$200M	$200M	5	3	0	n/a	n/a
2022	Mar 14, 2023	$179M	$179M	4	2	1	n/a	n/a
2021	Mar 21, 2022	$214M	$214M	5	2	1	n/a	n/a
2020	Mar 11, 2021	$169M	$169M	4	2	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$241M	$225M	7.3%	$179M	10.5%	6	6	0	0

Relationships

Registered with (3)

← SAM EARL KEYLOCKAdvisorregistration: previous registration
Jan 29, 2024 to Nov 15, 2024factForm ADV
← ANTHONY JOHN BAVEDASAdvisorregistration: current employment
Oct 16, 2020 to presentfactForm ADV
← GREGORY JOHN BAVEDASAdvisorregistration: current employment
Oct 16, 2020 to presentfactForm ADV

Controls (2)

← BAVEDAS, ANTHONY, JOHNOwnerMANAGING MEMBER / PRESIDENT AND SENIOR PORTFOLIO MANAGER, ownership code D, individual
Oct 16, 2020 to Feb 7, 2024factForm ADV
← BAVEDAS, GREGORY, JOHNOwnerMANAGING MEMBER / SENIOR VICE PRESIDENT, MANAGING DIRECTOR, AND CHIEF COMPLIANCE OFFICER, ownership code D, individual
Oct 16, 2020 to Feb 7, 2024factForm ADV

Dated events

Occurred
Oct 16, 2020
Control person left
Edward Christopher Winn (Chief Compliance Officer) no longer on Schedule A of Constitution Investment Advisory And Portfolio Management (listed 2020-08-19, absent 2020-10-16)
Form ADVobserved 6 days ago
Occurred
Oct 16, 2020
Control person joined
John Gregory Bavedas (Managing Member / Senior Vice President And Managing Director) appeared on Schedule A of Constitution Investment Advisory And Portfolio Management
Form ADVobserved 6 days ago
Occurred
Oct 16, 2020
Control person joined
John Anthony Bavedas (Managing Member, President, Senior Portfolio Manager And Chief Compliance Officer) appeared on Schedule A of Constitution Investment Advisory And Portfolio Management
Form ADVobserved 6 days ago
Occurred
Aug 19, 2020
First Form ADV filing
Constitution Capital Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dc387c3a-6e87-4977-7013-4b47db5a36dd
First observed: Aug 19, 2020
Last observed: Feb 6, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CONSTITUTION INVESTMENT ADVISORY AND PORTFOLIO MANAGEMENT

CONSTITUTION CAPITAL LLC, CRD 310378

SHELTON, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dc387c3a-6e87-4977-7013-4b47db5a36dd

Data as of Feb 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:52 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ANTHONY JOHN BAVEDAS

Certified Financial Planner

SHELTON, CT

GREGORY JOHN BAVEDAS

n/a

SHELTON, CT

SAM EARL KEYLOCK

n/a

SHELTON, CT | New York, NY

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BAVEDAS, ANTHONY, JOHN

MANAGING MEMBER / PRESIDENT AND SENIOR PORTFOLIO MANAGER

yes

10/2020

Oct 16, 2020

Feb 7, 2024

BAVEDAS, GREGORY, JOHN

MANAGING MEMBER / SENIOR VICE PRESIDENT, MANAGING DIRECTOR, AND CHIEF COMPLIANCE OFFICER

yes

09/2020

Oct 16, 2020

Feb 7, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 6, 2026

$241M

n/a

2024

Feb 4, 2025

$225M

n/a

2023

Feb 7, 2024

$200M

n/a

2022

Mar 14, 2023

$179M

n/a

2021

Mar 21, 2022

$214M

n/a

2020

Mar 11, 2021

$169M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$241M

$225M

7.3%

$179M

10.5%