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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

Christopher Merrifield

Advisor at J.P. MORGAN SECURITIES LLC

Walnut Creek, CA

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Search this name across graphsid dfx:ria:82835f47-4655-616d-5e52-35e2174d1f70

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jan 10, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 10, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66|S63|S65
First exam: Jul 10, 1997
First registration: Jan 10, 2009
Dual registered: yes, broker-dealer
Other names: CHRIS C MERRIFIELD|CHRISTOPHER CLARK MERRIFIELD|Chris Merrifield
IAPD individual key: 2631054

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Mar 19, 2025	n/a	yes	Walnut Creek, CA	Current employment
FLAGSTAR SECURITIES, INC.	Independent wealth	Jun 27, 2023	Mar 6, 2025	no	Beverly Hills, CA\|Palo Alto, CA	Previous registration
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	Former SEC adviser	Jan 28, 2013	Jul 5, 2023	no	SAN FRANCISCO, CA\|MENLO PARK, CA\|Palo Alto, CA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Feb 12, 2013	no	Menlo Park, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jan 10, 2009	Jun 1, 2009	no	MENLO PARK, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FLAGSTAR SECURITIES, INC.	J.P. MORGAN SECURITIES LLC	Mar 6, 2025	Mar 19, 2025	13	Firm change	RIA to wirehouse
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	FLAGSTAR SECURITIES, INC.	Jul 5, 2023	Jun 27, 2023	-8	Firm change	Ibd to RIA
MORGAN STANLEY	J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	Feb 12, 2013	Jan 28, 2013	-15	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (5)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Mar 19, 2025 to presentfactForm ADV
→ FLAGSTAR SECURITIES, INC.Registered adviserregistration: previous registration
Jun 27, 2023 to Mar 6, 2025factForm ADV
→ J.P. MORGAN PRIVATE WEALTH ADVISORS LLCRegistered adviserregistration: previous registration
Jan 28, 2013 to Jul 5, 2023factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Feb 12, 2013factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jan 10, 2009 to Jun 1, 2009factForm ADV

Dated events

Occurred
Mar 6, 2025
Advisor changed firm
Christopher Merrifield left Flagstar Securities, Inc. for J.P. Morgan Securities Llc (registered 2025-03-19)
Form ADVobserved 6 days ago
Occurred
Jul 5, 2023
Advisor changed firm
Christopher Merrifield left J.P. Morgan Private Wealth Advisors Llc for Flagstar Securities, Inc. (registered 2023-06-27)
Form ADVobserved 6 days ago