DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

C••••••••• M•••••••••

J••• M••••• S••••••••• L••wirehouseWalnut Creek, Cadual registrantIAPD 2631054

Feed of 09/14/2026

Also filed as Chris C Merrifield

At current firm

1 y

since Mar 19, 2025

In the industry

29 y

since Jul 10, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Mar 19, 2025 · Walnut Creek, Ca
F••••••• S••••••••• I••• independent RIA
Jun 27, 2023 to Mar 6, 2025 · Beverly Hills, Ca
J••• M••••• P•••••• W••••• A••••••• L•• former
Jan 28, 2013 to Jul 5, 2023 · San Francisco, Ca
M••••• S•••••• wirehouse
Jun 1, 2009 to Feb 12, 2013 · Menlo Park, Ca
C•••••••• G••••• M•••••• I••• BD affiliated
Jan 10, 2009 to Jun 1, 2009 · Menlo Park, Ca

Moves

a registration end followed by a registration begin elsewhere

F••••••• S••••••••• I••• to J••• M••••• S••••••••• L••
left Mar 6, 2025, registered Mar 19, 2025 (13 days) · RIA to wirehouse
J••• M••••• P•••••• W••••• A••••••• L•• to F••••••• S••••••••• I•••
left Jul 5, 2023, registered Jun 27, 2023 (-8 days) · Affiliated broker-dealer or bank to independent RIA
M••••• S•••••• to J••• M••••• P•••••• W••••• A••••••• L••
left Feb 12, 2013, registered Jan 28, 2013 (-15 days) · Other
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

C••••••••• M••••••••• left F••••••• S••••••••• I••• for J••• M••••• S••••••••• L•• (registered 2025-03-19)
Mar 6, 2025 · Advisor changed firm · fact
C••••••••• M••••••••• left J••• M••••• P•••••• W••••• A••••••• L•• for F••••••• S••••••••• I••• (registered 2023-06-27)
Jul 5, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address