DFX Intelligence

R•••••• M•••• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner27 years in industry

R•••••• M•••• L•••••••

Advisor at P••••••••

ENGLEWOOD, NJ | Conshohocken, PA

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Search this name across graphsid dfx:ria:8285d5f8-7d38-ed5b-6370-f6c825b11244

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 1
Observed: Apr 24, 2002 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

R•••••• M•••• L•••••••

Private equity principal · key crd individual

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 13, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••	Independent wealth	Jun 3, 2026	n/a	yes	ENGLEWOOD, NJ\|Conshohocken, PA	Current employment
M••• C•••• C•••••• A•••••••• L••	Former SEC adviser	Mar 17, 2010	Jun 1, 2026	no	CONSHOHOCKEN, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••• C•••• C•••••• A•••••••• L••	P••••••••	Jun 1, 2026	Jun 3, 2026	2	Firm change	RIA to RIA
H••••• • C••• L••	M••• C•••• C•••••• A•••••••• L••	Sep 15, 2006	Mar 17, 2010

Team moves

••• Locked

Team	Left	Joined	From	Kind
141470:151736:PA:2026-06-01	Jun 1, 2026	Jun 3, 2026	CONSHOHOCKEN, PA	Firm change

Relationships

Registered with (3)

→ P••••••••Registered adviserregistration: current employment
Jun 3, 2026 to presentfactForm ADV
→ M••• C•••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 17, 2010 to Jun 1, 2026factForm ADV
→ H••••• • C••• L••Registered adviserregistration: previous registration
Apr 24, 2002 to Sep 15, 2006factForm ADV

Dated events

Occurred
Jun 1, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8285d5f8-7d38-ed5b-6370-f6c825b11244
First observed: Apr 24, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.