DFX Intelligence

T••••• B••••• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)33 years in industry

T••••• B••••• H•••••••

Advisor at G••••• R••••••••• P••••••• L••

Pepper Pike, OH | SAN RAFAEL, CA

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Search this name across graphsid dfx:ria:82877629-0c1c-f276-3dd2-4071ede690b2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 2, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• R••••••••• P••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Aug 9, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• R••••••••• P••••••• L••	Institutional manager	Apr 4, 2017	n/a	yes	Pepper Pike, OH\|SAN RAFAEL, CA	Current employment
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Apr 21, 2016	Apr 7, 2017	no	CLEVELAND, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A••••••• S•••••••• L••	G••••• R••••••••• P••••••• L••	Apr 7, 2017	Apr 4, 2017	-3	Firm change	Other
N•• A•••••• S•••••••• L••	K••••• A••••••• S•••••••• L••	Sep 22, 2016	Apr 21, 2016

Relationships

Registered with (4)

→ G••••• R••••••••• P••••••• L••Registered adviserregistration: current employment
Apr 4, 2017 to presentfactForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 21, 2016 to Apr 7, 2017factForm ADV
→ N•• A•••••• S•••••••• L••Registered adviserregistration: previous registration
May 3, 2011 to Sep 22, 2016factForm ADV
→ V•••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:82877629-0c1c-f276-3dd2-4071ede690b2
First observed: Mar 2, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.