DFX Intelligence

T••••••• M•••••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

T••••••• M•••••• H•••

Advisor at M••••• S••••••

Oak Brook, IL

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Search this name across graphsid dfx:ria:828b92ed-5018-c026-a306-6aad6418713d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 4, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Sep 1, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	May 24, 2023	n/a	yes	Oak Brook, IL	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jul 11, 2016	Jun 30, 2020	no	CHICAGO, IL\|LOS ANGELES, CA\|CHICAGO, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	M••••• S••••••	Jun 30, 2020	May 24, 2023	1,058	Firm change after gap	Wirehouse to wirehouse
H••••• • C••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Dec 2, 2015	Jul 11, 2016

Relationships

Registered with (4)

→ M••••• S••••••Registered adviserregistration: current employment
May 24, 2023 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jul 11, 2016 to Jun 30, 2020factForm ADV
→ H••••• • C••• L••Registered adviserregistration: previous registration
Nov 15, 2007 to Dec 2, 2015factForm ADV
→ B••• O•• S••••••••• C•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:828b92ed-5018-c026-a306-6aad6418713d
First observed: Apr 4, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.