DFX Intelligence
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Reading the graph
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Advisor at W•••••• B•••• • C•••••• L•••••
BALTIMORE, MD | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••••• B•••• • C•••••• L••••• | Bd affiliated wealth | Feb 4, 2019 | n/a | yes | CHICAGO, IL|BALTIMORE, MD|CHICAGO, IL|BALTIMORE, MD | Current employment |
| B•••• A••••••• S••••••••• L•• | Former SEC adviser | Oct 17, 2003 | Jan 28, 2019 | no | BALTIMORE, MD|BALTIMORE, MD |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B•••• A••••••• S••••••••• L•• | W•••••• B•••• • C•••••• L••••• | Jan 28, 2019 | Feb 4, 2019 | 7 | Firm change | RIA to ibd |
| B•••• A••••••• S••••••••• L•• | B•••• A••••••• S••••••••• L•• | Oct 10, 2003 | Oct 17, 2003 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 120736:1252:MD:2019-01-28 | Jan 28, 2019 | Feb 4, 2019 | BALTIMORE, MD | Firm change |
| B•••• A••••••• S••••••••• L•• | n/a | Nov 20, 2002 | Oct 10, 2003 | no | BALTIMORE, MD | Previous registration |
| D••••••• B••• S••••••••• I••• | No RAUM reported | Sep 18, 2000 | Dec 3, 2002 | no | BALTIMORE, MD | Previous registration |
| 7 |
| Firm change |
| Other |
| D••••••• B••• S••••••••• I••• | B•••• A••••••• S••••••••• L•• | Dec 3, 2002 | Nov 20, 2002 | -13 | Firm change | Other |