DFX Intelligence

H••••• T•••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

H••••• T•••••• M••••

Advisor at T••••• A••••••• S•••••••• I•••

MEMPHIS, TN

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Search this name across graphsid dfx:ria:82a87ed9-d628-19b3-efc9-8f943935f27a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 24, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••• A••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 24, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••• A••••••• S•••••••• I•••	Bd affiliated wealth	Oct 12, 2021	n/a	yes	MEMPHIS, TN	Current employment
C••••• C••••••• L••	Former SEC adviser	Jan 26, 2015	Mar 29, 2016	no	FRANKLIN, TN\|DENVER, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• C••••••• L••	T••••• A••••••• S•••••••• I•••	Mar 29, 2016	Oct 12, 2021	2,023	Firm change after gap	Other
F•••• T•••••••• A••••••• S•••••••• I•••	C••••• C••••••• L••	Feb 4, 2013	Jan 26, 2015

Relationships

Registered with (5)

→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: current employment
Oct 12, 2021 to presentfactForm ADV
→ C••••• C••••••• L••Registered adviserregistration: previous registration
Jan 26, 2015 to Mar 29, 2016factForm ADV
→ F•••• T•••••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
May 7, 2012 to Feb 4, 2013factForm ADV
→ M••••• S••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:82a87ed9-d628-19b3-efc9-8f943935f27a
First observed: Jun 24, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.