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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

EQUINOX INSTITUTIONAL ASSET MANAGEMENT, LP

CRD 137894

PRINCETON, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:82a99c04-ff25-dee4-e88a-af81a8fea811

Data as of Mar 27, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 3
On other graphs: 0
Observed: Mar 29, 2012 to Mar 27, 2020
33 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $90.0MItem 5.F on the latest filing (2020-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $90.0M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 3
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1
SEC number: 801-64917
CRD: 137894
Filings on the tape: 33
First filed: Mar 29, 2012
Latest filed: Mar 27, 2020
Organised: Limited Partnership, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DRAVID, AJAY, RAGHUNATH	CHIEF INVESTMENT OFFICER	Na	yes	11/2014	Dec 12, 2014	Mar 27, 2020
ENCK, ROBERT, JOSEPH	PRESIDENT/CEO & CHIEF COMPLIANCE OFFICER	Na	yes	11/2014	Dec 12, 2014	Mar 27, 2020
EQUINOX FINANCIAL GROUP, LLC	GENERAL PARTNER, OWNER	E	yes	01/2013	Feb 8, 2013	Mar 27, 2020
LATELLA, LAURA, MARIE	CHIEF ADMINISTRATIVE OFFICER	Na	yes	04/2016	May 31, 2016	Mar 27, 2020
MONOGHAN PALLAT, CAROLINE	GENERAL PARTNER	E	yes	08/2003	Sep 23, 2015	Mar 27, 2020
RANKIN, RUFUS, GRADY	DIRECTOR OF RESEARCH	Na	yes	11/2014	Dec 12, 2014	Mar 27, 2020
SCAN PARTNERS LTD.	Member	E	yes	01/2013	Feb 8, 2013	Mar 27, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
EQUINOX GROUP DISTRIBUTORS, LLC	n/a	n/a	n/a	Y	yes	n/a
EQUINOX INSTITUTIONAL ASSET MANAGEMENT	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Philadelphia	Pa	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 27, 2020	$90.0M	$90.0M	7	3	1	n/a	n/a
2018	Jan 29, 2019	$901M	$901M	12	4	1	n/a	n/a
2017	Feb 21, 2018	$1.2B	$1.2B	13	6	1	n/a	n/a
2016	Mar 22, 2017	$1.7B	$1.7B	12	5	n/a	n/a	n/a
2015	Mar 30, 2016	$1.9B	$1.9B	5	5	n/a	n/a	n/a
2014	Mar 27, 2015	$7.2M	$0	4	0	n/a	n/a	n/a
2013	Mar 31, 2014	$73.7M	$64.4M	5	2	n/a	n/a	n/a
2012	Apr 3, 2013	$266M	$57.2M	8	7	n/a	n/a	n/a
2011	Mar 29, 2012	$386M	$54.5M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$90.0M	$901M	-90.0%	$1.7B	-62.6%	7	12	1	1

Relationships

Controls (7)

← DRAVID, AJAY, RAGHUNATHOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Dec 12, 2014 to presentfactForm ADV
← LATELLA, LAURA, MARIEOwnerCHIEF ADMINISTRATIVE OFFICER, ownership code NA, individual
May 31, 2016 to presentfactForm ADV
← RANKIN, RUFUS, GRADYOwnerDIRECTOR OF RESEARCH, ownership code NA, individual
Dec 12, 2014 to presentfactForm ADV
← ENCK, ROBERT, JOSEPHOwnerPRESIDENT/CEO & CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 12, 2014 to presentfactForm ADV
← MONOGHAN PALLAT, CAROLINEOwnerGENERAL PARTNER, ownership code E, individual
Sep 23, 2015 to presentfactForm ADV
← EQUINOX FINANCIAL GROUP, LLCOwnerGENERAL PARTNER, OWNER, ownership code E, domestic entity
Feb 8, 2013 to presentfactForm ADV
← SCAN PARTNERS LTD.OwnerMEMBER, ownership code E, domestic entity
Feb 8, 2013 to presentfactForm ADV

Affiliated with (1)

← EQUINOX FUND MANAGEMENT, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV

Registered with (3)

← Filippo MaielloAdvisorregistration: previous registration
Sep 21, 2016 to Dec 31, 2018factForm ADV
← JOHN BARANAUSKASAdvisorregistration: previous registration
Jun 28, 2018 to Dec 31, 2018factForm ADV
← NICHOLAS J RUBINOAdvisorregistration: previous registration
Sep 11, 2017 to Dec 31, 2018factForm ADV

Dated events

Occurred
Mar 27, 2020
Regulatory AUM changed
Equinox Institutional Asset Management, Lp reported RAUM $90.0M, down 90% from $901.3M (2020-03-04 to 2020-03-27)
Form ADVobserved 5 days ago
$-811M
Occurred
Mar 4, 2020
Control person left
Mark Peter Campana (Chief Compliance Officer And Legal Counsel) no longer on Schedule A of Equinox Institutional Asset Management, Lp (listed 2019-01-29, absent 2020-03-04)
Form ADVobserved 5 days ago
Occurred
Feb 21, 2018
Regulatory AUM changed
Equinox Institutional Asset Management, Lp reported RAUM $1.2B, down 31% from $1.7B (2017-08-23 to 2018-02-21)
Form ADVobserved 5 days ago
$-541M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:82a99c04-ff25-dee4-e88a-af81a8fea811
First observed: Mar 29, 2012
Last observed: Mar 27, 2020 78 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

EQUINOX INSTITUTIONAL ASSET MANAGEMENT, LP

CRD 137894

PRINCETON, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:82a99c04-ff25-dee4-e88a-af81a8fea811

Data as of Mar 27, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:48 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DRAVID, AJAY, RAGHUNATH

CHIEF INVESTMENT OFFICER

yes

11/2014

Dec 12, 2014

Mar 27, 2020

ENCK, ROBERT, JOSEPH

PRESIDENT/CEO & CHIEF COMPLIANCE OFFICER

yes

11/2014

Dec 12, 2014

Mar 27, 2020

EQUINOX FINANCIAL GROUP, LLC

GENERAL PARTNER, OWNER

yes

01/2013

Feb 8, 2013

Mar 27, 2020

LATELLA, LAURA, MARIE

CHIEF ADMINISTRATIVE OFFICER

yes

04/2016

May 31, 2016

Mar 27, 2020

MONOGHAN PALLAT, CAROLINE

GENERAL PARTNER

yes

08/2003

Sep 23, 2015

Mar 27, 2020

RANKIN, RUFUS, GRADY

DIRECTOR OF RESEARCH

yes

11/2014

Dec 12, 2014

Mar 27, 2020

SCAN PARTNERS LTD.

Member

yes

01/2013

Feb 8, 2013

Mar 27, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

EQUINOX GROUP DISTRIBUTORS, LLC

n/a

yes

n/a

EQUINOX INSTITUTIONAL ASSET MANAGEMENT

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Philadelphia

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 27, 2020

$90.0M

n/a

2018

Jan 29, 2019

$901M

n/a

2017

Feb 21, 2018

$1.2B

n/a

2016

Mar 22, 2017

$1.7B

n/a

2015

Mar 30, 2016

$1.9B

n/a

2014

Mar 27, 2015

$7.2M

n/a

2013

Mar 31, 2014

$73.7M

$64.4M

n/a

2012

Apr 3, 2013

$266M

$57.2M

n/a

2011

Mar 29, 2012

$386M

$54.5M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$90.0M

$901M

-90.0%

$1.7B

-62.6%