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Advisor at CHARLES SCHWAB INVESTMENT MANAGEMENT, INC
Jersey City, NJ | SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB INVESTMENT MANAGEMENT, INC | Other adviser | Dec 12, 2022 | n/a | yes | Jersey City, NJ|SAN FRANCISCO, CA | Current employment |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Apr 22, 2019 | Sep 7, 2023 | no | Jersey City, NJ | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Apr 22, 2019 | Oct 14, 2022 | no | Jersey City, NJ|OMAHA, NE | Previous registration |
| EQUINOX INSTITUTIONAL ASSET MANAGEMENT, LP | Former SEC adviser | Sep 11, 2017 | Dec 31, 2018 | no | PRINCETON, NJ | Previous registration |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Aug 18, 2015 | Nov 10, 2016 | no | NEW HOPE, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | CHARLES SCHWAB INVESTMENT MANAGEMENT, INC | Sep 7, 2023 | Dec 12, 2022 | -269 | Channel change | Other |
| TD AMERITRADE, INC. | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Oct 14, 2022 | Apr 22, 2019 | -1,271 | Bulk transfer | Other |
| EQUINOX INSTITUTIONAL ASSET MANAGEMENT, LP | TD AMERITRADE, INC. | Dec 31, 2018 | Apr 22, 2019 | 112 | Firm change | Other |
| COMMONWEALTH FINANCIAL NETWORK | EQUINOX INSTITUTIONAL ASSET MANAGEMENT, LP | Nov 10, 2016 | Sep 11, 2017 | 305 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 111514:106753:NJ:2023-09-07 | Sep 7, 2023 | Dec 12, 2022 | JERSEY CITY, NJ | Firm change after gap |