DFX Intelligence

E•••••••• S•••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

E•••••••• S•••• H••••••

Advisor at U•• F•••••••• S••••••• I•••

WEEHAWKEN, NJ | Simsbury, CT

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Search this name across graphsid dfx:ria:82c4498e-f29e-adc0-a2a8-f63eaf433d2e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Dec 16, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• F•••••••• S••••••• I•••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: May 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• F•••••••• S••••••• I•••	Wirehouse	Apr 20, 2022	n/a	yes	Simsbury, CT\|WEEHAWKEN, NJ	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jan 27, 2022	Apr 20, 2022	no	HARTFORD, CT\|SPRINGFIELD, MA\|WORCESTER, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	U•• F•••••••• S••••••• I•••	Apr 20, 2022	Apr 20, 2022	0	Firm change	Wirehouse to wirehouse
U•• F•••••••• S••••••• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jan 3, 2022

Relationships

Registered with (3)

→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Jun 24, 2021 to Jan 3, 2022factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jan 27, 2022 to Apr 20, 2022factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Dec 16, 2019 to Jun 28, 2021factForm ADV

Dated events

Occurred
Apr 20, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jan 3, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:82c4498e-f29e-adc0-a2a8-f63eaf433d2e
First observed: Dec 16, 2019
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.