This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

AMERIPRISE FINANCIAL SERVICES, LLC

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 3, 1990earliest registration or exam on IAPD

Years in industry

36derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S66|S63

First exam

Jul 3, 1990

First registration

Apr 16, 2007

Dual registered

yes, broker-dealer

Other names

JIM HOPKINS|JAMES ROBERT HOPKINS|JAMES ROBERT HOPKINS|JAMES HOPKINS|JIM ROBERT HOPKINS|JIM ROBERT HOPKINS|Jim R Hopkins

IAPD individual key

2061291

• Occurred

  Jul 15, 2022
  Advisor changed firm

  James Robert Hopkins left Wells Fargo Advisors for Ameriprise Financial Services, Llc (registered 2022-07-11)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:82c88019-6d46-d23a-d7bb-a251ef0b24d4

First observed

Apr 16, 2007

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.