DFX Intelligence
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Reading the graph
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Advisor at B••••• W•••••• L••
Vienna, VA | MCLEAN, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B••••• W•••••• L•• | Independent wealth | May 5, 2022 | n/a | yes | MCLEAN, VA|Vienna, VA | Current employment |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | Jul 13, 2018 | Apr 13, 2022 | no | BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F••••••• P••••••• A•• W•••••••• A••••••• | B••••• W•••••• L•• | Apr 13, 2022 | May 5, 2022 | 22 | Firm change | Ibd to RIA |
| S•••••••• A••••••• L•• | F••••••• P••••••• A•• W•••••••• A••••••• | Jul 13, 2018 | Jul 13, 2018 |
| S•••••••• A••••••• L•• | National bd RIA | Nov 12, 2010 | Jul 13, 2018 | no | WASHINGTON, DC|BELLEVUE, WA|WASHINGTON, DC | Previous registration |
| T• R••• P•••• A••••••• S•••••••• I••• | Bd affiliated wealth | Nov 21, 2008 | Oct 14, 2010 | no | OWINGS MILLS, MD|WASHINGTON, DC | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to new firm |
| T• R••• P•••• A••••••• S•••••••• I••• | S•••••••• A••••••• L•• | Oct 14, 2010 | Nov 12, 2010 | 29 | Firm change | Other |