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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

David Netkin

Advisor at WOODSTOCK WEALTH MANAGEMENT, INC.

Mountainside, NJ | WOODSTOCK, GA

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Search this name across graphsid dfx:ria:82d10d34-55d0-0630-45f7-ff8c7dfee468

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 2, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WOODSTOCK WEALTH MANAGEMENT, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 30, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 5
Exams: S63|S65
First exam: Jan 30, 1986
First registration: Jul 2, 2002
Dual registered: yes, broker-dealer
Other names: DAVID PHILLIP NETKIN
IAPD individual key: 1044935

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WOODSTOCK WEALTH MANAGEMENT, INC.	Independent wealth	Jun 12, 2018	n/a	yes	Mountainside, NJ\|WOODSTOCK, GA	Current employment
WOODSTOCK FINANCIAL GROUP, INC.	Former SEC adviser	Nov 15, 2005	Nov 9, 2018	no	MOUNTAINSIDE, NJ\|MOUNTAINSIDE, NJ\|WOODSTOCK, GA\|WOODSTOCK, GA	Previous registration
MORGAN STANLEY DW INC.	n/a	May 13, 2004	Nov 9, 2005	no	SHORT HILLS, NJ	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 2003	May 20, 2004	no	SHORT HILLS, NJ	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Jul 2, 2002	Jul 1, 2003	no	SHORT HILLS, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WOODSTOCK FINANCIAL GROUP, INC.	WOODSTOCK WEALTH MANAGEMENT, INC.	Nov 9, 2018	Jun 12, 2018	-150	Channel change	RIA to new firm
MORGAN STANLEY DW INC.	WOODSTOCK FINANCIAL GROUP, INC.	Nov 9, 2005	Nov 15, 2005	6	Firm change	Other
WELLS FARGO ADVISORS	MORGAN STANLEY DW INC.	May 20, 2004	May 13, 2004	-7	Firm change	Other
PRUDENTIAL EQUITY GROUP, LLC	WELLS FARGO ADVISORS	Jul 1, 2003	Jul 1, 2003	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
38095:283472:GA:2018-11-07	Nov 9, 2018	Jun 12, 2018	WOODSTOCK, GA	Firm change after gap

Relationships

Registered with (5)

→ WOODSTOCK WEALTH MANAGEMENT, INC.Registered adviserregistration: current employment
Jun 12, 2018 to presentfactForm ADV
→ WOODSTOCK FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Nov 15, 2005 to Nov 9, 2018factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
May 13, 2004 to Nov 9, 2005factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2003 to May 20, 2004factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Jul 2, 2002 to Jul 1, 2003factForm ADV

Dated events

No dated event names this entity yet.