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CRD 283472
WOODSTOCK, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| WILLIAM JASPER RAIKE | n/a | Woodstock, GA | 8 | 40 | 1 | no |
| DAWNE ANN FERLAND | n/a | Union, KY | WOODSTOCK, GA | 8 | 29 | 3 | yes |
| ROSS EDWARDS BRUNER | n/a | Scottsdale, AZ | WOODSTOCK, GA | 8 | 44 | 1 | no |
| David Netkin | n/a | Mountainside, NJ | WOODSTOCK, GA | 8 | 40 | 4 | yes |
| Marjorie Netkin | n/a | Mountainside, NJ | WOODSTOCK, GA | 8 | 35 | 4 | yes |
| DANIEL AARON MERCER | n/a | Houston, TX | WOODSTOCK, GA | 8 | 18 | 4 | no |
| JEFFREY JAY HARDESTY | n/a | WOODSTOCK, GA | Dawsonville, GA | 8 | 27 | 2 | no |
| DANIEL PAUL HERREMA | n/a | Stuart, FL | WOODSTOCK, GA | 8 | 26 | 2 | no |
| RUTH ANN BARRIOS | n/a | WOODSTOCK, GA | Sun City Center, FL | 8 | 17 | 4 | no |
| CURTIS MONTGOMERY MINKS | n/a | Lawrenceville, GA | WOODSTOCK, GA | 8 | 28 | 5 | no |
| CHRISTOPHER SCOTT TOMOLONIS | n/a | Jersey City, NJ | WOODSTOCK, GA | 8 | 24 | 2 | no |
| ANTHONY DOUGLAS BRANCA | n/a | WOODSTOCK, GA | 8 | 35 | 3 | no |
| Danny Lee Butcher | n/a | Nashville, TN | WOODSTOCK, GA | 8 | 17 | 2 | no |
| NILE JOSEPH STEIGERWALD | n/a | Saratoga Springs, NY | WOODSTOCK, GA | 8 | 36 | 4 | no |
| PAUL M CERRATO | n/a | WOODSTOCK, GA | Hinsham, MA | 8 | 18 | 2 | no |
| WILLIAM BRUCKNER | n/a | West Palm Beach, FL | 8 | 16 | 4 | no |
| RICHARD JANKUS | n/a | Palm Beach Gardens, FL | WOODSTOCK, GA | 8 | 31 | 1 | no |
| PATRICK JOHN FITZSIMMONS | n/a | WOODSTOCK, GA | Erie, PA | Cape Coral, FL | 7 | 32 | 3 | no |
| SCOTT DARREN FESSLER | Certified Financial Planner | East Rocaway, NY | WOODSTOCK, GA | 6 | 30 | n/a | no |
| MARYBETH GARRY | n/a | WOODSTOCK, GA | Springfield, NJ | 6 | 42 | n/a | no |
| DAVID RICH HALL | n/a | Mountainside, NJ | 6 | 32 | 3 | no |
| Nicholas Ray Casatelli | n/a | Houston, TX | 5 | 10 | 1 | no |
| MICHAEL A PICCOLI | n/a | West Palm Beach, FL | 4 | 17 | 1 | no |
| Parker Josiah Troutner | n/a | Shenandoah, TX | Willis, TX | 3 | 10 | 1 | no |
| MAX EDWARD LEVINE | n/a | Brookline, MA | 1 | 13 | 1 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BRANCA, ANTHONY, DOUGLAS | PRESIDENT/CHIEF OPERATING OFFICER | Na | yes | 03/2023 | Mar 24, 2023 | Oct 10, 2024 |
| RAIKE, WILLIAM, JASPER | PRESIDENT/CEO | E | yes | 03/1995 | Feb 17, 2018 | Oct 10, 2024 |
| RAIKE, WILLIAM, JASPER | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | Na | yes | 03/2010 | Feb 17, 2018 | Oct 10, 2024 |
| WOODSTOCK HOLDINGS INC. | Owner | E | yes | 03/2010 | Feb 17, 2018 | Oct 10, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Mountainside | Nj | United States | 2 | yes |
| CAPE CORAL | FL | United States | 1 | no |
| Parrish | FL | United States | 1 | no |
| Tequesta | FL | United States | 1 | no |
| WEST PALM BEACH | FL | United States | 1 | no |
| Mountainside | Nj | United States | 1 | no |
| SARATOGA SPRINGS | NY | United States | 1 | no |
| Erie | Pa | United States | 1 | no |
| Houston | TX | United States | 1 | no |
| Houston | TX | United States | 1 | no |
| Shenandoah | TX | United States | 1 | no |
| Willis | TX | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 1, 2026 | $727M | $727M | 26 | 26 | 25 | n/a | n/a |
| 2024 | Mar 31, 2025 | $630M | $630M | 26 | 25 | 24 | n/a | n/a |
| 2023 | Mar 29, 2024 | $511M | $511M | 28 | 26 | 24 | n/a | n/a |
| 2022 | Mar 24, 2023 | $419M | $419M | 28 | 26 | 21 | n/a | n/a |
| 2021 | Mar 29, 2022 | $469M | $469M | 28 | 26 | 23 | n/a | n/a |
| 2020 | Mar 30, 2021 | $391M | $391M | 27 | 25 | 22 | n/a | n/a |
| 2019 | Mar 30, 2020 | $272M | $272M | 29 | 27 | 23 | n/a | n/a |
| 2018 | Mar 30, 2019 | $253M | $253M | 36 | 32 | 30 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 2 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $727M | $630M | 15.3% | $419M | 20.2% | 26 | 26 | 25 | 24 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| WOODSTOCK FINANCIAL GROUP, INC. | 2 | Mar 14, 2019 | Jul 9, 2018 | WOODSTOCK, GA | Channel change | Other | 100.0% |
| WOODSTOCK FINANCIAL GROUP, INC. | 5 | Nov 7, 2018 | Sep 7, 2018 | PALM BEACH GARDENS, FL | Channel change | RIA to new firm | 20.0% |
| WOODSTOCK FINANCIAL GROUP, INC. | 10 | Nov 7, 2018 | Aug 3, 2018 | WOODSTOCK, GA | Channel change | RIA to new firm | 40.0% |