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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

Dan Michael Santillan

Advisor at LPL FINANCIAL LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:82d6b857-1a4e-3582-118d-d4529da4c200

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 1, 2015 to Sep 16, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 1, 2015
First registration: Jul 1, 2015
Dual registered: yes, broker-dealer
Other names: DAN SANTILLAN
IAPD individual key: 6477557

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 19, 2023	n/a	yes	FREMONT, CA\|HAYWARD, CA\|MILPITAS, CA\|PALO ALTO, CA\|REDWOOD CITY, CA\|SAN JOSE, CA\|UNION CITY, CA	Current employment
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Former SEC adviser	Feb 28, 2018	Jul 19, 2023	no	PALO ALTO, CA\|SAN JOSE, CA\|SUNNYVALE, CA\|SUNNYVALE, CA\|SAN JOSE, CA\|MILPITAS, CA\|UNION CITY, CA\|NEWARK, CA\|FREMONT, CA\|SAN JOSE, CA\|FREMONT, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 2015	Feb 21, 2018	no	UNION CITY, CA\|WALNUT CREEK, CA\|WALNUT CREEK, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	LPL FINANCIAL LLC	Jul 19, 2023	Jul 19, 2023	0	Bulk transfer	Ibd to ibd
WELLS FARGO ADVISORS	BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Feb 21, 2018	Feb 28, 2018	7	Firm change	Wirehouse to ibd

Relationships

Registered with (3)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 19, 2023 to presentfactForm ADV
→ BANCWEST INVESTMENT SERVICES, INC. (BWIS)Registered adviserregistration: previous registration
Feb 28, 2018 to Jul 19, 2023factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2015 to Feb 21, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:82d6b857-1a4e-3582-118d-d4529da4c200
First observed: Jul 1, 2015
Last observed: Sep 16, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Dan Michael Santillan

Advisor at LPL FINANCIAL LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:82d6b857-1a4e-3582-118d-d4529da4c200

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:48 PM UTC and rebuilt at most every 15 minutes.