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Advisor at LPL FINANCIAL LLC
FORT COLLINS, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 31, 2025 | n/a | yes | FORT COLLINS, CO | Current employment |
| FINANCIAL STEWARD ASSOCIATES, LLC | Former SEC adviser | Apr 22, 2022 | Apr 3, 2025 | no | BOULDER, CO|FORT COLLINS, CO | Previous registration |
| EDWARD JONES | National bd RIA | Jul 10, 2007 | Nov 1, 2011 | no | ST LOUIS, MO|FT COLLINS, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FINANCIAL STEWARD ASSOCIATES, LLC | LPL FINANCIAL LLC | Apr 3, 2025 | Mar 31, 2025 | -3 | Firm change | RIA to ibd |
| EDWARD JONES | FINANCIAL STEWARD ASSOCIATES, LLC | Nov 1, 2011 | Apr 22, 2022 | 3,825 | Firm change after gap | Ibd to RIA |