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CRD 110594
BOULDER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| MARION PAXSON STEWARD | Certified Financial Planner | BOULDER, CO | 25 | 29 | n/a | yes |
| HEATHER ANN WILLIAMS | Certified Financial Planner | BOULDER, CO | 9 | 13 | n/a | yes |
| SIDNEY PHILIP SMITH | Certified Financial Planner | BOULDER, CO | 1 | 13 | n/a | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| STEWARD, MARION, PAXSON | MANAGING MEMBER, CCO | E | yes | 01/2001 | Aug 15, 2022 | Feb 26, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2023 | Feb 26, 2024 | $218M | $218M | 7 | 4 | 1 | n/a | n/a |
| 2022 | Feb 22, 2023 | $196M | $196M | 7 | 4 | 1 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2023 | $218M | $196M | 11.2% | n/a | n/a | 7 | 7 | 1 | 1 |