DFX Intelligence

P••••••••• P••••••• M••••••••• C••• L•••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

P••••••••• P••••••• M••••••••• C••• L•••••

CRD 281131

VILLANOVA, PA

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Search this name across graphsid dfx:ria:82f0b053-047f-3569-89f9-165a8429292e

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 20
On other graphs: 2
Observed: Aug 13, 2015 to Mar 31, 2026
21 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

P••••••••• P••••••• M••••••••• C••• L•••••

Private equity manager · key crd, key sfn adviser, shared crd

Independent Sponsorsidentity

P••••••••• P••••••• M••••••••• C••• L•••••

Capital provider to sponsors · key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $485M••• Locked
Discretionary RAUM: $485M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
H••••••• I••••••••• L•••	Private Equity Fund	$429M	Mar 31, 2026	34	Mar 31, 2022	reported	n/a
A•••••• I••••••••• L•	Private Equity Fund	$45.1M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••••• J••••• C••••••	CHIEF COMPLIANCE OFFICER	Na	yes	03/2024	Mar 28, 2024	Sep 27, 2024
C•••• G••••••• C•••••••	MEMBER AND MANAGER	E	yes	12/2014	Aug 13, 2015	Sep 27, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M•••••••• P••••••• M••••••••• C••• L•••	n/a	Asset manager	$591M	N	yes	n/a
G••••••• G• L•	n/a	n/a	n/a	N	yes	n/a
M•••••••• F• I••••• G• L•

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$485M	$309M	57.0%	$186M	37.6%	3	4	0	0

Relationships

Affiliated with (2)

→ M• N••• C••••••Registered adviserother investment adviser, common control
factForm ADV
← M• N••• C••••••Registered adviserother investment adviser, common control
factForm ADV

Advises (5)

→ P••••••••• P••••••• I• L•••Private fundPrivate Equity Fund, IA
Aug 13, 2015 to presentfactForm ADV
→ A•••••• I••••••••• L•

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$176M
Occurred
Mar 31, 2026
Ria private fund assets change
••• Locked
Form ADVobserved today
$132M
Occurred
Mar 31, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Mar 31, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:82f0b053-047f-3569-89f9-165a8429292e
First observed: Aug 13, 2015
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.