DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••••••• P••••••• M••••••••• C••• L•••••
Latest filing Mar 31, 2026
First filing on the tape Aug 13, 2015 · 21 filings
SEC status approved since Aug 21, 2015
RAUM
$485M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$485M as of Mar 31, 2026
Mar 29, 2016$25.9M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 29, 20160 then
Employees (5.A)3 as of Mar 31, 2026
Mar 29, 20169 then
Private funds3 as of Mar 31, 2026
Mar 29, 20161 then
RAUM +57% over the last fiscal year+38% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $162MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +57%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$485M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H••••••• I••••••••• L••• | Private Equity Fund | $310M | 34 | Mar 31, 2022 |
| P••••••••• P••••••• I• L••• | Private Equity Fund | $40.2M | 279 | Aug 13, 2015 |
| G••••••• I• L••• | Private Equity Fund | $2.0M | 20 | Mar 31, 2021 |
| G••••••• L••• | Private Equity Fund | $1.6M | 118 | Mar 31, 2021 |
Owners and control persons
Schedule A and B, latest filing
- B•••••••• J••••• C•••••• · Chief Compliance Officercontrolsince 03/2024 · owns less than 5%
- C•••• G••••••• C••••••• · Limited Partnercontrolsince 12/2014 · owns 75% or more
- C•••••• E••••• J••••• · Chief Financial Officercontrolsince 09/2024 · owns less than 5%
- C•••• G••••••• C••••••• · Member And Managercontrolsince 12/2014 · owns 75% or more of C•••••••• L••
Entity owners
- C•••••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- G••••••• G• L•pooled vehicle sponsorn
- M•••••••• F• I••••• G• L•pooled vehicle sponsorn
- M•••••••• P••••••• F• G• L•••pooled vehicle sponsorn
- M•••••••• P••••••• I•• G•• L•••pooled vehicle sponsorn
- M•••••••• P••••••• I• G•• L•••pooled vehicle sponsorn
- Mp Next Capitalinvestment advisernRAUM $591M
- P••••••••• P••••••• I• G•• L•pooled vehicle sponsorn
Advisers that list P••••••••• P••••••• M••••••••• C••• L••••• as a related person
- 159904 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $309,214,656 to $485,479,513 (+57.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +4.0% (1147 comparable advisers, 92.0th percentile of changes)peers: asset managers, $100M to $500M (1,147) · 92% percentile
What changed
consecutive filings, newest first
- Advisory employees · 4 to 3Mar 31, 2025 to Mar 31, 2026
- Employees · 4 to 3Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $309M to $485MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $309M to $485MMar 31, 2025 to Mar 31, 2026
- RAUM · $309M to $485MMar 31, 2025 to Mar 31, 2026
- Accounts · 4 to 3Sep 27, 2024 to Mar 31, 2025
- Pooled vehicle clients · 4 to 3Sep 27, 2024 to Mar 31, 2025
- Financial planning clients · unset to Sep 27, 2024 to Mar 31, 2025
- Private funds · 4 to 3Sep 27, 2024 to Mar 31, 2025
- Discretionary RAUM · $353M to $309MSep 27, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $353M to $309MSep 27, 2024 to Mar 31, 2025
- RAUM · $353M to $309MSep 27, 2024 to Mar 31, 2025
- Business name · P••••••••• P••••••• M••••••••• C• L• to P••••••••• P••••••• M••••••••• C••• L•••••Mar 28, 2024 to Jun 10, 2024
- Legal name · P••••••••• P••••••• M••••••••• C• L• to P••••••••• P••••••• M••••••••• C••• L•••••Mar 28, 2024 to Jun 10, 2024
- Succession · true to falseMar 28, 2024 to Jun 10, 2024
- Advisory employees · 5 to 4Jun 26, 2023 to Mar 28, 2024
- Employees · 7 to 4Jun 26, 2023 to Mar 28, 2024
- Organization form · Limited Partnership to Limited Liability CompanyJun 26, 2023 to Mar 28, 2024
- Discretionary RAUM · $186M to $353MJun 26, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $186M to $353MJun 26, 2023 to Mar 28, 2024
- RAUM · $186M to $353MJun 26, 2023 to Mar 28, 2024
- Succession · false to trueJun 26, 2023 to Mar 28, 2024
- Advisory employees · 8 to 5Mar 31, 2022 to Mar 31, 2023
- Employees · 10 to 7Mar 31, 2022 to Mar 31, 2023
- HQ city · RADNOR to VILLANOVAMar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $328M to $186MMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $328M to $186MMar 31, 2022 to Mar 31, 2023
- RAUM · $328M to $186MMar 31, 2022 to Mar 31, 2023
- Accounts · 3 to 4May 11, 2021 to Mar 31, 2022
- Pooled vehicle clients · 3 to 4May 11, 2021 to Mar 31, 2022
- Private funds · 3 to 4May 11, 2021 to Mar 31, 2022
- Discretionary RAUM · $223M to $328MMay 11, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $223M to $328MMay 11, 2021 to Mar 31, 2022
- RAUM · $223M to $328MMay 11, 2021 to Mar 31, 2022
- Accounts · 1 to 3Sep 4, 2020 to Mar 31, 2021
- Advisory employees · 12 to 8Sep 4, 2020 to Mar 31, 2021
- Pooled vehicle clients · 1 to 3Sep 4, 2020 to Mar 31, 2021
- Employees · 12 to 10Sep 4, 2020 to Mar 31, 2021
- Other offices · 1 to 0Sep 4, 2020 to Mar 31, 2021
- Private funds · 1 to 3Sep 4, 2020 to Mar 31, 2021
Signals
15 dated events
- P••••••••• P••••••• M••••••••• C••• L••••• reported RAUM $485.5M, up 57% from $309.2M (2025-03-31 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- J••••• E•••• C••••• (Chief Financial Officer) appeared on Schedule A of P••••••••• P••••••• M••••••••• C••• L•••••Sep 27, 2024 · Control person joined · fact
- Anthony Michael Todd (Chief Financial Officer) no longer on Schedule A of P••••••••• P••••••• M••••••••• C••• L••••• (listed 2024-06-10, absent 2024-09-27)Sep 27, 2024 · Control person left · inference
- P••••••••• P••••••• M••••••••• C• L• reported succeeding to the business of Another Adviser (Form ADV Item 4)Mar 28, 2024 · Succession (Item 4) · fact
- Cameron James Billmyer (Chief Compliance Officer) appeared on Schedule A of P••••••••• P••••••• M••••••••• C••• L•••••Mar 28, 2024 · Control person joined · fact
- P••••••••• P••••••• M••••••••• C••• L••••• reported RAUM $353.3M, up 89% from $186.4M (2023-06-26 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- P••••••••• P••••••• M••••••••• C••• L••••• reported RAUM $186.4M, down 43% from $327.6M (2022-03-31 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- P••••••••• P••••••• M••••••••• C••• L••••• reported RAUM $327.6M, up 47% from $222.7M (2021-05-11 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Theodore Paul Winn (Partner) no longer on Schedule A of P••••••••• P••••••• M••••••••• C••• L••••• (listed 2021-05-11, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Christian Eric Andersen (Limited Partner) no longer on Schedule A of P••••••••• P••••••• M••••••••• C••• L••••• (listed 2021-05-11, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Jay John Nowaczyk (Cfo & Cco) no longer on Schedule A of P••••••••• P••••••• M••••••••• C••• L••••• (listed 2021-05-11, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Anthony Michael Todd (Cfo & Cco) appeared on Schedule A of P••••••••• P••••••• M••••••••• C••• L•••••Mar 31, 2022 · Control person joined · fact
- Jay John Nowaczyk (Cfo & Cco) appeared on Schedule A of P••••••••• P••••••• M••••••••• C••• L•••••Sep 4, 2020 · Control person joined · fact
- Peter John Lloyd (Cfo & Cco) no longer on Schedule A of P••••••••• P••••••• M••••••••• C••• L••••• (listed 2020-03-30, absent 2020-09-04)Sep 4, 2020 · Control person left · inference
- P••• E••••• P••••••• filed its initial SEC registration (Form ADV)Aug 13, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P••••••••• P••••••• M••••••••• C••• L••••• · Independent Sponsorsshared crd · capital_provider
- P••••••••• P••••••• M••••••••• C••• L••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/P•••••••••PARTNERSreportedpublic record, Form ADV, Sep 19, 2026
- Website
- P•••••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 484-253-0001reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026